Parin Tolia has been Chief Investment Officer of J. Safra Asset Management since January 2015, is a control person of the firm and directly owns under 5% of it.
J. Safra Asset Management Corporation is a New York City, NY firm with $6.26B under management, 3,443 clients and 13 advisers across 3 offices, as of its August 2026 filing.
No adviser firm registrations are on Parin Tolia’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 6 November 2006 |
| Series 7 | General Securities Representative Examination | 21 November 2005 |
| Series 3 | National Commodity Futures Examination | 8 September 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- National Commodity Futures Examination
- Full name
- Parin Harendra Tolia
- CRD
- 3237719
- Firm
- J. Safra Asset Management · CRD 131243
- Role
- Chief Investment Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Parin Tolia work?
Parin Tolia has been Chief Investment Officer of J. Safra Asset Management Corporation since January 2015, and is a control person of the firm.
Does Parin Tolia have a current investment-adviser registration?
Parin Tolia has a current broker registration and no current investment-adviser registration.
What exams has Parin Tolia passed?
Parin Tolia has passed 3 licensing exams: the Series 3, Series 7 and Series 63. The earliest, the Series 3, was passed in September 2003. FINRA credited Parin Tolia with the SIE, which began in October 2018.
Is Parin Tolia registered with FINRA?
Yes. Parin Tolia has a current broker registration, under CRD 3237719.
Source: FINRA BrokerCheck
How can I verify Parin Tolia’s record?
Search CRD 3237719 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Parin Tolia’s full registration record.