Niva WealthLet’s talk

Seth Henry

Vice President at Sage Advisory Services

Investment adviser registrationAustin, TXSEC record checked 18 October 2026

19
Years in the industry
19
Years at the firm
1
Adviser firms
1
State registrations

IAPD record retrieved 18 October 2026SEC record

Seth Henry is Vice President of Sage Advisory Services LTD Co, a Austin investment adviser managing $28.4B. Seth Henry has been registered through Sage Advisory Services since 7 June 2007, has 19 years in the industry across 1 firm and has passed the Series 65.

Role at Sage Advisory Services

Title on Schedule A
Vice President
Control
Seth Henry is not a control person of Sage Advisory Services.
Ownership
An individual ownership band is not available in the source record.
Tenure
Seth Henry has held the filed role since August 2021.

The firm

Sage Advisory Services LTD Co
Austin, TX

Form ADV filed 30 March 2026

$28.4B AUM14,363 clients37 advisers1 offices

Career on record

Seth Henry has been registered through Sage Advisory Services since June 2007.

Firms and exams, newest first
  1. Sage Advisory Services Ltd CoCurrent
    – present · 19 years
    Austin, TX · Adviser representative · Firm CRD 106236
  2. Passed Series 65 · 2007

Registrations and exams

Seth Henry has a current investment-adviser registration in Texas and has passed 1 qualifying exam.

Texas7 June 2007
Scope
Investment adviser representative
Status
Approved

Examinations

Series 656 June 2007
Name
Uniform Investment Adviser Law Examination

Individual record

Full name
Seth Bartlett Henry
CRD
5289609
Firm
Sage Advisory Services LTD Co
Registration status
Investment adviser registration
Office
5900 SOUTHWEST PARKWAY, BUILDING 1, SUITE 100, Austin, TX 78735-6202

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Seth Henry work?

Seth Henry has been Vice President of Sage Advisory Services LTD Co since August 2021.

Source: Form ADV, Schedule A, filed 30 March 2026

Is Seth Henry a financial advisor?

Yes. Seth Henry has a current investment-adviser registration in Texas, through Sage Advisory Services since June 2007, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Seth Henry have?

Seth Henry has worked in the financial industry for 19 years as of 18 October 2026, counted from 6 June 2007, across 1 adviser firm.

Source: IAPD individual record, checked 18 October 2026

What exams has Seth Henry passed?

Seth Henry passed the Series 65 in June 2007.

Source: IAPD individual record, checked 18 October 2026

Where is Seth Henry based?

Seth Henry’s registered office is in Austin, TX.

Source: IAPD individual record, checked 18 October 2026

Leadership at Sage Advisory Services

Sources

  1. IAPD individual record, CRD 5289609. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Sage Advisory Services LTD Co, filed 30 March 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Seth Henry or Sage Advisory Services LTD Co and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.