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Michael Walton

Executive Committee Member at Sage Advisory Services

Investment adviser registrationAustin, TXSEC record checked 17 October 2026

21
Years in the industry
16
Years at the firm
4
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

Michael Walton is Executive Committee Member of Sage Advisory Services LTD Co, a Austin investment adviser managing $28.4B. Michael Walton has been registered through Sage Advisory Services since 5 February 2010, has 21 years in the industry across 4 firms and has passed 6 licensing exams.

Role at Sage Advisory Services

Title on Schedule A
Executive Committee Member
Control
Michael Walton is a control person of Sage Advisory Services.
Ownership
The filed direct ownership band is 5% to 10%.
Tenure
Michael Walton has held the filed role since January 2016.

The firm

Sage Advisory Services LTD Co
Austin, TX

Form ADV filed 30 March 2026

$28.4B AUM14,363 clients37 advisers1 offices

Career on record

Michael Walton has been registered through Sage Advisory Services since February 2010, and before that through Brokersxpress LLC, Usf Advisors, LLC and Aim Private Asset Management.

Firms and exams, newest first
  1. Sage Advisory Services Ltd CoCurrent
    – present · 17 years
    Austin, TX · Adviser representative · Firm CRD 106236
  2. Brokersxpress LLC
    – · 1 year
    Houston, TX · Adviser representative · Firm CRD 127081
  3. Usf Advisors, LLC
    – · 2 years
    Houston, TX · Adviser representative · Firm CRD 130569
  4. Passed Series 7 and Series 24 · 2006
  5. Aim Private Asset Management
    – · 2 years
    Houston, TX · Adviser representative · Firm CRD 109264
  6. Passed Series 65 · 2005
  7. Passed Series 26 · 1999
  8. Passed Series 6 and Series 63 · 1996

Registrations and exams

Michael Walton has a current investment-adviser registration in Texas and has passed 6 qualifying exams.

Texas5 February 2010
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6529 June 2005
Name
Uniform Investment Adviser Law Examination
Series 6326 November 1996
Name
Uniform Securities Agent State Law Examination
Series 2431 May 2006
Name
General Securities Principal Examination
Series 2629 March 1999
Name
Investment Company Products/Variable Contracts Principal Examination
Series 716 March 2006
Name
General Securities Representative Examination
Series 615 November 1996
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Michael David Walton
CRD
2805516
Firm
Sage Advisory Services LTD Co
Registration status
Investment adviser registration
Office
5900 SOUTHWEST PARKWAY, BUILDING 1, SUITE 100, Austin, TX 78735-6202
Firm bio
sageadvisory.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

The Sage Advisory team page identifies Michael Walton as a managing partner who oversees the firm’s institutional business. Official firm team page

Common questions

Where does Michael Walton work?

Michael Walton has been Executive Committee Member of Sage Advisory Services LTD Co since January 2016, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Is Michael Walton a financial advisor?

Yes. Michael Walton has a current investment-adviser registration in Texas, through Sage Advisory Services since February 2010, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Michael Walton have?

Michael Walton has worked in the financial industry for 21 years as of 17 October 2026, counted from 3 August 2005, across 4 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has Michael Walton passed?

Michael Walton has passed 6 licensing exams: the Series 6, Series 63, Series 26, Series 65, Series 7 and Series 24. The earliest, the Series 6, was passed in November 1996.

Source: IAPD individual record, checked 17 October 2026

Where did Michael Walton work before Sage Advisory Services?

Before Sage Advisory Services, Michael Walton was registered through Brokersxpress LLC, March 2009 to January 2010; Usf Advisors, LLC, August 2007 to March 2009; Aim Private Asset Management, June 2005 to August 2007.

Source: IAPD individual record, checked 17 October 2026

Where is Michael Walton based?

Michael Walton’s registered office is in Austin, TX.

Source: IAPD individual record, checked 17 October 2026

Leadership at Sage Advisory Services

Sources

  1. IAPD individual record, CRD 2805516. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Sage Advisory Services LTD Co, filed 30 March 2026. Title, control and ownership bands.
  3. Sage Advisory Services team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Michael Walton or Sage Advisory Services LTD Co and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.