Role at Sage Advisory Services
- Title on Schedule A
- Executive Committee Member
- Control
- Robert Williams is a control person of Sage Advisory Services.
- Ownership
- The filed direct ownership band is 10% to 25%.
- Tenure
- Robert Williams has held the filed role since January 2007.
The firm
Form ADV filed 30 March 2026
Career on record
Robert Williams has been registered through Sage Advisory Services since July 2004, and before that through UBS Financial Services Inc..
- – present · 22 yearsAustin, TX · Adviser representative · Firm CRD 106236
- UBS Financial Services Inc.– · 2 yearsWeehawken, NJ · Adviser representative · Firm CRD 8174
- Passed Series 16 · 2000
- Passed Series 24 · 1998
- Passed Series 65 · 1997
- Passed Series 7 and Series 63 · 1996
Registrations and exams
Robert Williams has a current investment-adviser registration in Texas and has passed 5 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Texas | Investment adviser representative | Approved | 20 July 2004 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 August 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 June 1996 |
| Series 24 | General Securities Principal Examination | 5 November 1998 |
| Series 16 | NYSE Supervisory Analyst Examination | 28 June 2000 |
| Series 7 | General Securities Representative Examination | 13 June 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- NYSE Supervisory Analyst Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Robert Donald Williams
- CRD
- 2729509
- Registration status
- Investment adviser registration
- Office
- 5900 SOUTHWEST PARKWAY, BUILDING 1, SUITE 100, Austin, TX 78735-6202
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Robert Williams work?
Robert Williams has been Executive Committee Member of Sage Advisory Services LTD Co since January 2007, and is a control person of the firm.
Is Robert Williams a financial advisor?
Yes. Robert Williams has a current investment-adviser registration in Texas, through Sage Advisory Services since July 2004, as of 17 October 2026.
How many years of experience does Robert Williams have?
Robert Williams has worked in the financial industry for 24 years as of 17 October 2026, counted from 3 August 2002, across 2 adviser firms.
What exams has Robert Williams passed?
Robert Williams has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 24 and Series 16. The earliest, the Series 7, was passed in June 1996.
Where did Robert Williams work before Sage Advisory Services?
Before Sage Advisory Services, Robert Williams was registered through UBS Financial Services Inc., June 2002 to May 2004.
Where is Robert Williams based?
Robert Williams’ registered office is in Austin, TX.
Leadership at Sage Advisory Services
- Andrew DemandVice President
- Leonard FinleyVice President
- ALLISON HartmanVice President
- Seth HenryVice President
- Sean KrasanVice President
- Richard LaddVice President
- JR. PeckVice President
- komson SilapachaiVice President
- Robert SmithPresident and Co-Chief Investment Officer
- Jeffery TimlinVice President
- John SlaisChief Financial Officer
- Wade UlothChief Compliance Officer
- Robert MoserExecutive Committee Member
- Thomas UranoCo-Chief Investment Officer
- Michael WaltonExecutive Committee Member