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Robert Moser

Executive Committee Member at Sage Advisory Services

Investment adviser registrationLone Tree, COSEC record checked 17 October 2026

25
Years in the industry
10
Years at the firm
1
Adviser firms
2
State registrations

IAPD record retrieved 17 October 2026SEC record

Robert Moser is Executive Committee Member of Sage Advisory Services LTD Co, a Austin investment adviser managing $28.4B. Robert Moser has been registered through Sage Advisory Services since 4 March 2016, has 25 years in the industry across 1 firm and has passed 6 licensing exams.

Role at Sage Advisory Services

Title on Schedule A
Executive Committee Member
Control
Robert Moser is a control person of Sage Advisory Services.
Ownership
An individual ownership band is not available in the source record.
Tenure
Robert Moser has held the filed role since April 2021.

The firm

Sage Advisory Services LTD Co
Austin, TX

Form ADV filed 30 March 2026

$28.4B AUM14,363 clients37 advisers1 offices

Career on record

Robert Moser has been registered through Sage Advisory Services since March 2016.

Firms and exams, newest first
  1. Passed Series 7TO · 2024
  2. Passed SIE · 2018
  3. Sage Advisory Services Ltd CoCurrent
    – present · 11 years
    Lone Tree, CO · Adviser representative · Firm CRD 106236
  4. Passed Series 66 · 2016
  5. Passed Series 7 · 2002
  6. Passed Series 63 and Series 6 · 2000

Registrations and exams

Robert Moser has a current investment-adviser registration in Colorado and Texas and has passed 6 qualifying exams.

Colorado4 March 2016
Scope
Investment adviser representative
Status
Approved
Texas4 March 2016
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6619 February 2016
Name
Uniform Combined State Law Examination
Series 639 November 2000
Name
Uniform Securities Agent State Law Examination
Series 7TO2 March 2024
Name
General Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 714 March 2002
Name
General Securities Representative Examination
Series 615 November 2000
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Robert Wayne Moser
CRD
4286284
Firm
Sage Advisory Services LTD Co
Registration status
Investment adviser registration
Office
Lone Tree, CO

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Robert Moser work?

Robert Moser has been Executive Committee Member of Sage Advisory Services LTD Co since April 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Is Robert Moser a financial advisor?

Yes. Robert Moser has a current investment-adviser registration in Colorado and Texas, through Sage Advisory Services since March 2016, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Robert Moser have?

Robert Moser has worked in the financial industry for 25 years as of 17 October 2026, counted from 27 August 2001, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has Robert Moser passed?

Robert Moser has passed 6 licensing exams: the Series 63, Series 6, Series 7, Series 66, SIE and Series 7TO. The earliest, the Series 63, was passed in November 2000.

Source: IAPD individual record, checked 17 October 2026

Where is Robert Moser based?

Robert Moser’s registered office is in Lone Tree, CO.

Source: IAPD individual record, checked 17 October 2026

Leadership at Sage Advisory Services

Sources

  1. IAPD individual record, CRD 4286284. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Sage Advisory Services LTD Co, filed 30 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Robert Moser or Sage Advisory Services LTD Co and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.