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Robert Smith

President and Co-Chief Investment Officer at Sage Advisory Services

Investment adviser registrationAustin, TXSEC record checked 17 October 2026

29
Years in the industry
29
Years at the firm
1
Adviser firms
2
State registrations

IAPD record retrieved 17 October 2026SEC record

Robert Smith is President and Co-Chief Investment Officer of Sage Advisory Services LTD Co, a Austin investment adviser managing $28.4B. Robert Smith has been registered through Sage Advisory Services since 2 April 1997, has 29 years in the industry across 1 firm and has passed the Series 7 and Series 65.

Role at Sage Advisory Services

Title on Schedule A
President and Co-Chief Investment Officer
Control
Robert Smith is a control person of Sage Advisory Services.
Ownership
The filed direct ownership band is 25% to 50%.
Tenure
Robert Smith has held the filed role since September 1996.

The firm

Sage Advisory Services LTD Co
Austin, TX

Form ADV filed 30 March 2026

$28.4B AUM14,363 clients37 advisers1 offices

Career on record

Robert Smith has been registered through Sage Advisory Services since April 1997.

Firms and exams, newest first
  1. Sage Advisory Services Ltd CoCurrent
    – present · 30 years
    Austin, TX · Adviser representative · Firm CRD 106236
  2. Passed Series 65 · 1994
  3. Passed Series 7 · 1984

Registrations and exams

Robert Smith has a current investment-adviser registration in Alabama and Texas and has passed 2 qualifying exams.

Alabama6 May 2003
Scope
Investment adviser representative
Status
Approved
Texas2 April 1997
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6529 April 1994
Name
Uniform Investment Adviser Law Examination
Series 721 July 1984
Name
General Securities Representative Examination

Individual record

Full name
Robert G Smith
CRD
1276003
Firm
Sage Advisory Services LTD Co
Registration status
Investment adviser registration
Office
5900 SOUTHWEST PARKWAY, BUILDING 1, SUITE 100, Austin, TX 78735-6202

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Robert Smith work?

Robert Smith has been President and Co-Chief Investment Officer of Sage Advisory Services LTD Co since September 1996, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Is Robert Smith a financial advisor?

Yes. Robert Smith has a current investment-adviser registration in Alabama and Texas, through Sage Advisory Services since April 1997, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Robert Smith have?

Robert Smith has worked in the financial industry for 29 years as of 17 October 2026, counted from 1 April 1997, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has Robert Smith passed?

Robert Smith has passed 2 licensing exams: the Series 7 and Series 65. The earliest, the Series 7, was passed in July 1984.

Source: IAPD individual record, checked 17 October 2026

Where is Robert Smith based?

Robert Smith’s registered office is in Austin, TX.

Source: IAPD individual record, checked 17 October 2026

Leadership at Sage Advisory Services

Sources

  1. IAPD individual record, CRD 1276003. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Sage Advisory Services LTD Co, filed 30 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Robert Smith or Sage Advisory Services LTD Co and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.