Scott Bartone has been Chief Product Officer/Co-Head of Investment Management/Portfolio Manager/Principal of O'Shaughnessy Asset Management since July 2013, is a control person of the firm and directly owns under 5% of it.
O'Shaughnessy Asset Management, LLC is a Stamford, CT firm with $19.8B under management, 11,156 clients and 53 advisers in one office, as of its December 2025 filing.
Scott Bartone’s longest registration is the current one, 18 years at O'Shaughnessy Asset Management since 2008. Before joining O'Shaughnessy Asset Management in 2008, Scott Bartone was registered through Bear, Stearns & Co. Inc.
- – present · 18 yearsStamford, CT · Adviser representative · Firm CRD 144594
- Bear, Stearns & Co. Inc.– · under a yearNew York, NY · Adviser representative · Firm CRD 79
Investment adviser representative registrations
Scott Bartone is registered as an investment adviser representative in Connecticut, since June 2008.
- ConnecticutSince 2 June 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 16 February 2007 |
| Series 7 | General Securities Representative Examination | 18 October 2006 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Scott Michael Bartone
- CRD
- 5123973
- Firm
- O'Shaughnessy Asset Management · CRD 144594
- Role
- Chief Product Officer/Co-Head of Investment Management/Portfolio Manager/Principal
- Office
- 100 FIRST STAMFORD PLACE, Stamford, CT 06902
- Registration
- Investment adviser registration
- In the industry since
- January 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Scott Bartone work?
Scott Bartone has been Chief Product Officer/Co-Head of Investment Management/Portfolio Manager/Principal of O'Shaughnessy Asset Management, LLC since July 2013, and is a control person of the firm.
Is Scott Bartone a financial advisor?
Yes. Scott Bartone has a current investment-adviser registration in Connecticut, through O'Shaughnessy Asset Management since June 2008.
How many years of experience does Scott Bartone have?
Scott Bartone has 18 years in the financial industry, since January 2008, across 2 adviser firms.
What exams has Scott Bartone passed?
Scott Bartone has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2006.
Where did Scott Bartone work before O'Shaughnessy Asset Management?
Before O'Shaughnessy Asset Management, Scott Bartone was registered through Bear, Stearns & Co. Inc., January 2008 to May 2008.
Where is Scott Bartone based?
Scott Bartone’s registered office is in Stamford, CT.
Is Scott Bartone registered with FINRA?
No. Scott Bartone has no current broker registration.
How can I verify Scott Bartone’s record?
Search CRD 5123973 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Bartone’s full registration record.
- Christopher LovelessPresident/Principal
- Kristopher SmithChief Operating Officer/Principal
- Raymond Amoroso IIIChief Compliance Officer/Principal
- Bradley BerggrenCo-CIO of Canvas Managed Options Strategies/Portfolio Manager/Principal
- Erin FoleyDirector of Trading/Principal
- Rajat GuptaChief Technology Officer/Principal
- Patrick O'ShaughnessyChairman Emeritus
- Jonathan OrseckCo-CIO of Canvas Managed Options Strategies/Portfolio Manager/Principal
- Roger ParadisoExecutive Chairman/Principal
- Ari RosenbaumDirector of Private Wealth Solutions/Principal
- Claudine SpenceDirector of Client Service/Principal
- Ehren StanhopeChief Investment Strategist/Co-Head of Investment Management/Portfolio Manager/Principal