Rajat Gupta is a control person of O'Shaughnessy Asset Management and directly owns under 5% of it.
O'Shaughnessy Asset Management is an investment adviser based in Stamford, CT, registered with the SEC since 2007. It provides investment management. Its clients include high-net-worth individuals, corporations and other businesses, and pooled investment vehicles. Its regulatory assets under management total $19.8 billion, as filed on 16 December 2025. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 4584478
- Firm
- O'Shaughnessy Asset Management · CRD 144594
- Role
- Chief Technology Officer/Principal
- In role since
- June 2022 · 4 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Stamford, CT
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Rajat Gupta work?
Rajat Gupta has been Chief Technology Officer/Principal of O'Shaughnessy Asset Management, LLC since June 2022, and is a control person of the firm.
How can I verify Rajat Gupta’s record?
Rajat Gupta’s role is listed on O'Shaughnessy Asset Management, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 144594.
- Christopher LovelessPresident/Principal
- Kristopher SmithChief Operating Officer/Principal
- Raymond Amoroso IIIChief Compliance Officer/Principal
- Scott BartoneChief Product Officer/Co-Head of Investment Management/Portfolio Manager/Principal
- Bradley BerggrenCo-CIO of Canvas Managed Options Strategies/Portfolio Manager/Principal
- Erin FoleyDirector of Trading/Principal
- Patrick O'ShaughnessyChairman Emeritus
- Jonathan OrseckCo-CIO of Canvas Managed Options Strategies/Portfolio Manager/Principal
- Roger ParadisoExecutive Chairman/Principal
- Ari RosenbaumDirector of Private Wealth Solutions/Principal
- Claudine SpenceDirector of Client Service/Principal
- Ehren StanhopeChief Investment Strategist/Co-Head of Investment Management/Portfolio Manager/Principal