Patrick O'Shaughnessy has been Chairman Emeritus of O'Shaughnessy Asset Management since July 2013, is a control person of the firm and directly owns under 5% of it.
O'Shaughnessy Asset Management, LLC is a Stamford, CT firm with $19.8B under management, 11,156 clients and 53 advisers in one office, as of its December 2025 filing.
- – present · 18 yearsStamford, CT · Adviser representative · Firm CRD 144594
Investment adviser representative registrations
Patrick O'Shaughnessy is registered as an investment adviser representative in Connecticut, since July 2008.
- ConnecticutSince 25 July 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 July 2008 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Patrick Walker O'Shaughnessy
- CRD
- 5457732
- Firm
- O'Shaughnessy Asset Management · CRD 144594
- Role
- Chairman Emeritus
- Office
- 100 FIRST STAMFORD PLACE, Stamford, CT 06902
- Registration
- Investment adviser registration
- In the industry since
- July 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Patrick O'Shaughnessy work?
Patrick O'Shaughnessy has been Chairman Emeritus of O'Shaughnessy Asset Management, LLC since July 2013, and is a control person of the firm.
Is Patrick O'Shaughnessy a financial advisor?
Yes. Patrick O'Shaughnessy has a current investment-adviser registration in Connecticut, through O'Shaughnessy Asset Management since July 2008.
How many years of experience does Patrick O'Shaughnessy have?
Patrick O'Shaughnessy has 18 years in the financial industry, since July 2008, across 1 adviser firm.
What exams has Patrick O'Shaughnessy passed?
Patrick O'Shaughnessy passed the Series 65 in July 2008.
Where is Patrick O'Shaughnessy based?
Patrick O'Shaughnessy’s registered office is in Stamford, CT.
Is Patrick O'Shaughnessy registered with FINRA?
No. Patrick O'Shaughnessy has no current broker registration.
How can I verify Patrick O'Shaughnessy’s record?
Search CRD 5457732 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Patrick O'Shaughnessy’s full registration record.
- Christopher LovelessPresident/Principal
- Kristopher SmithChief Operating Officer/Principal
- Raymond Amoroso IIIChief Compliance Officer/Principal
- Scott BartoneChief Product Officer/Co-Head of Investment Management/Portfolio Manager/Principal
- Bradley BerggrenCo-CIO of Canvas Managed Options Strategies/Portfolio Manager/Principal
- Erin FoleyDirector of Trading/Principal
- Rajat GuptaChief Technology Officer/Principal
- Jonathan OrseckCo-CIO of Canvas Managed Options Strategies/Portfolio Manager/Principal
- Roger ParadisoExecutive Chairman/Principal
- Ari RosenbaumDirector of Private Wealth Solutions/Principal
- Claudine SpenceDirector of Client Service/Principal
- Ehren StanhopeChief Investment Strategist/Co-Head of Investment Management/Portfolio Manager/Principal