Kristopher Smith has been Chief Operating Officer/Principal of O'Shaughnessy Asset Management since June 2022, is a control person of the firm and directly owns under 5% of it.
O'Shaughnessy Asset Management, LLC is a Stamford, CT firm with $19.8B under management, 11,156 clients and 53 advisers in one office, as of its December 2025 filing.
- – present · 4 yearsStamford, CT · Adviser representative · Firm CRD 144594
Investment adviser representative registrations
Kristopher Smith is registered as an investment adviser representative in Connecticut, since July 2022.
- ConnecticutSince 14 July 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 2 July 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 May 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 March 2001 |
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kristopher Ryan Smith
- CRD
- 4347963
- Firm
- O'Shaughnessy Asset Management · CRD 144594
- Role
- Chief Operating Officer/Principal
- Office
- 100 FIRST STAMFORD PLACE, Stamford, CT 06902
- Registration
- Investment adviser registration
- In the industry since
- July 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Kristopher Smith work?
Kristopher Smith has been Chief Operating Officer/Principal of O'Shaughnessy Asset Management, LLC since June 2022, and is a control person of the firm.
Is Kristopher Smith a financial advisor?
Yes. Kristopher Smith has a current investment-adviser registration in Connecticut, through O'Shaughnessy Asset Management since July 2022.
How many years of experience does Kristopher Smith have?
Kristopher Smith has 4 years in the financial industry, since July 2022, across 1 adviser firm.
What exams has Kristopher Smith passed?
Kristopher Smith has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in March 2001.
Where is Kristopher Smith based?
Kristopher Smith’s registered office is in Stamford, CT.
Is Kristopher Smith registered with FINRA?
No. Kristopher Smith has no current broker registration.
How can I verify Kristopher Smith’s record?
Search CRD 4347963 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kristopher Smith’s full registration record.
- Christopher LovelessPresident/Principal
- Raymond Amoroso IIIChief Compliance Officer/Principal
- Scott BartoneChief Product Officer/Co-Head of Investment Management/Portfolio Manager/Principal
- Bradley BerggrenCo-CIO of Canvas Managed Options Strategies/Portfolio Manager/Principal
- Erin FoleyDirector of Trading/Principal
- Rajat GuptaChief Technology Officer/Principal
- Patrick O'ShaughnessyChairman Emeritus
- Jonathan OrseckCo-CIO of Canvas Managed Options Strategies/Portfolio Manager/Principal
- Roger ParadisoExecutive Chairman/Principal
- Ari RosenbaumDirector of Private Wealth Solutions/Principal
- Claudine SpenceDirector of Client Service/Principal
- Ehren StanhopeChief Investment Strategist/Co-Head of Investment Management/Portfolio Manager/Principal