Erin Foley has been Director of Trading/Principal of O'Shaughnessy Asset Management since September 2007, is a control person of the firm and directly owns under 5% of it.
O'Shaughnessy Asset Management, LLC is a Stamford, CT firm with $19.8B under management, 11,156 clients and 53 advisers in one office, as of its December 2025 filing.
- – present · 18 yearsStamford, CT · Adviser representative · Firm CRD 144594
Investment adviser representative registrations
Erin Foley is registered as an investment adviser representative in Connecticut, since May 2008.
- ConnecticutSince 9 May 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 8 May 2008 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 25 October 1999 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 25 October 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 April 1996 |
| Series 7 | General Securities Representative Examination | 4 April 1996 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Erin Marie Foley
- CRD
- 2673962
- Firm
- O'Shaughnessy Asset Management · CRD 144594
- Role
- Director of Trading/Principal
- Office
- 100 FIRST STAMFORD PLACE, Stamford, CT 06902
- Registration
- Investment adviser registration
- In the industry since
- May 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Erin Foley work?
Erin Foley has been Director of Trading/Principal of O'Shaughnessy Asset Management, LLC since September 2007, and is a control person of the firm.
Is Erin Foley a financial advisor?
Yes. Erin Foley has a current investment-adviser registration in Connecticut, through O'Shaughnessy Asset Management since May 2008.
How many years of experience does Erin Foley have?
Erin Foley has 18 years in the financial industry, since May 2008, across 1 adviser firm.
What exams has Erin Foley passed?
Erin Foley has passed 5 licensing exams: the Series 7, Series 63, Series 10, Series 9 and Series 66. The earliest, the Series 7, was passed in April 1996.
Where is Erin Foley based?
Erin Foley’s registered office is in Stamford, CT.
Is Erin Foley registered with FINRA?
No. Erin Foley has no current broker registration.
How can I verify Erin Foley’s record?
Search CRD 2673962 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Erin Foley’s full registration record.
- Christopher LovelessPresident/Principal
- Kristopher SmithChief Operating Officer/Principal
- Raymond Amoroso IIIChief Compliance Officer/Principal
- Scott BartoneChief Product Officer/Co-Head of Investment Management/Portfolio Manager/Principal
- Bradley BerggrenCo-CIO of Canvas Managed Options Strategies/Portfolio Manager/Principal
- Rajat GuptaChief Technology Officer/Principal
- Patrick O'ShaughnessyChairman Emeritus
- Jonathan OrseckCo-CIO of Canvas Managed Options Strategies/Portfolio Manager/Principal
- Roger ParadisoExecutive Chairman/Principal
- Ari RosenbaumDirector of Private Wealth Solutions/Principal
- Claudine SpenceDirector of Client Service/Principal
- Ehren StanhopeChief Investment Strategist/Co-Head of Investment Management/Portfolio Manager/Principal