Bradley Berggren has been Co-CIO of Canvas Managed Options Strategies/Portfolio Manager/Principal of O'Shaughnessy Asset Management since December 2025, is a control person of the firm and directly owns under 5% of it.
O'Shaughnessy Asset Management, LLC is a Stamford, CT firm with $19.8B under management, 11,156 clients and 53 advisers in one office, as of its December 2025 filing.
Bradley Berggren’s longest registration was 8 years at Parametric Risk Advisors (2008–2016).
- Parametric Risk Advisors– · 8 yearsWestport, CT · Adviser representative · Firm CRD 143616
- Mra Asset Management, LLC– · 1 yearWestport, CT · Adviser representative · Firm CRD 140048
- Managed Risk Advisors, LLC– · 3 yearsWestport, CT · Adviser representative · Firm CRD 130553
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 2 July 2019 |
| SIE | Securities Industry Essentials Examination | 26 June 2019 |
| Series 65 | Uniform Investment Adviser Law Examination | 24 March 2004 |
| Series 24 | General Securities Principal Examination | 4 November 1999 |
| Series 3 | National Commodity Futures Examination | 28 February 1995 |
| Series 4 | Registered Options Principal Examination | 14 February 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 April 1993 |
| Series 7 | General Securities Representative Examination | 2 April 1993 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- Registered Options Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Bradley Scott Berggren
- CRD
- 2283515
- Firm
- O'Shaughnessy Asset Management · CRD 144594
- Role
- Co-CIO of Canvas Managed Options Strategies/Portfolio Manager/Principal
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Bradley Berggren work?
Bradley Berggren has been Co-CIO of Canvas Managed Options Strategies/Portfolio Manager/Principal of O'Shaughnessy Asset Management, LLC since December 2025, and is a control person of the firm.
Does Bradley Berggren have a current investment-adviser registration?
Bradley Berggren has no current investment-adviser or broker registration.
What exams has Bradley Berggren passed?
Bradley Berggren has passed 8 licensing exams: the Series 7, Series 63, Series 4, Series 3, Series 24, Series 65, SIE and Series 7TO. The earliest, the Series 7, was passed in April 1993.
Where was Bradley Berggren previously registered as an investment adviser?
Bradley Berggren has past investment-adviser registrations through Parametric Risk Advisors, August 2008 to December 2016; Mra Asset Management, LLC, March 2006 to May 2007; Managed Risk Advisors, LLC, April 2004 to May 2007, across 3 firms.
Is Bradley Berggren registered with FINRA?
No. Bradley Berggren has no current broker registration.
How can I verify Bradley Berggren’s record?
Search CRD 2283515 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Bradley Berggren’s full registration record.
- Christopher LovelessPresident/Principal
- Kristopher SmithChief Operating Officer/Principal
- Raymond Amoroso IIIChief Compliance Officer/Principal
- Scott BartoneChief Product Officer/Co-Head of Investment Management/Portfolio Manager/Principal
- Erin FoleyDirector of Trading/Principal
- Rajat GuptaChief Technology Officer/Principal
- Patrick O'ShaughnessyChairman Emeritus
- Jonathan OrseckCo-CIO of Canvas Managed Options Strategies/Portfolio Manager/Principal
- Roger ParadisoExecutive Chairman/Principal
- Ari RosenbaumDirector of Private Wealth Solutions/Principal
- Claudine SpenceDirector of Client Service/Principal
- Ehren StanhopeChief Investment Strategist/Co-Head of Investment Management/Portfolio Manager/Principal