Robert Rockwell has been an investment adviser representative at Plan Life & Wealth Management since July 2012, and is not listed among the firm’s executive officers or direct owners. Robert Rockwell holds a Master of Business Administration from Pepperdine University. Robert Rockwell studied at California State University Fresno.
Plan Life & Wealth Management, Inc. is a Fresno, CA firm with $195M under management, 817 clients and 6 advisers in one office, as of its March 2026 filing.
Robert Rockwell is Wealth Manager of Plan Financial, the investment advisory division of Plan Life and Wealth, where he is a Strategic Partner. Since first affiliating with Plan Financial in 2000, his practice has focused on wealth management, retirement solutions and estate planning. He is a Past President and board member of the Financial Planning Association Central California Chapter.
Robert Rockwell’s longest registration is the current one, 19 years at Plan Life & Wealth Management since 2007. Before joining Plan Life & Wealth Management in 2012, Robert Rockwell was registered through Beechwood Advisory Group, LLC.
- Beechwood Advisory Group, LLC– · 4 yearsFresno, CA · Adviser representative · Firm CRD 127614
Professional designations
Listed by Plan Life & Wealth Management
- Certified Financial Planner (CFP®)
Investment adviser representative registrations
Robert Rockwell is registered as an investment adviser representative in California, since July 2012.
- CaliforniaSince 2 July 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 11 September 2000 |
| Series 66 | Uniform Combined State Law Examination | 10 August 2000 |
| Series 7 | General Securities Representative Examination | 26 July 2000 |
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Robert Leon Rockwell
- CRD
- 4211663
- Firm
- Plan Life & Wealth Management · CRD 44960
- Office
- 9 E RIVER PARK PL E, SUITE 440, Fresno, CA 93720-1530
- Registration
- Investment adviser registration
- In the industry since
- April 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- planfinancial.com
Where does Robert Rockwell work?
Robert Rockwell is an investment adviser representative registered through Plan Life & Wealth Management, Inc. since July 2012, and is not listed among the firm’s executive officers or direct owners.
Is Robert Rockwell a financial advisor?
Yes. Robert Rockwell has a current investment-adviser registration in California, through Plan Life & Wealth Management since July 2012.
How many years of experience does Robert Rockwell have?
Robert Rockwell has 23 years in the financial industry, since April 2003, across 2 adviser firms.
What exams has Robert Rockwell passed?
Robert Rockwell has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in July 2000.
Where did Robert Rockwell work before Plan Life & Wealth Management?
Before Plan Life & Wealth Management, Robert Rockwell was registered through Beechwood Advisory Group, LLC, December 2003 to December 2007; Plan Financial Inc., January 2003 to October 2003.
Where is Robert Rockwell based?
Robert Rockwell’s registered office is in Fresno, CA.
Is Robert Rockwell registered with FINRA?
No. Robert Rockwell has no current broker registration.
Is Robert Rockwell a CFP?
Plan Life & Wealth Management lists Robert Rockwell with the CFP credential (“Certified Financial Planner (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Robert Rockwell’s record?
Search CRD 4211663 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Rockwell’s full registration record.
