Joel Hooper has been Secretary of Plan Life & Wealth Management since January 2023, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Plan Life & Wealth Management, Inc. is a Fresno, CA firm with $195M under management, 817 clients and 6 advisers in one office, as of its March 2026 filing.
Investment adviser representative registrations
Joel Hooper is registered as an investment adviser representative in California, since December 2019.
- CaliforniaSince 10 December 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 December 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Joel Robert Hooper
- CRD
- 6680987
- Firm
- Plan Life & Wealth Management · CRD 44960
- Role
- Secretary
- Office
- 9 E RIVER PARK PL E, SUITE 440, Fresno, CA 93720-1530
- Registration
- Investment adviser registration
- In the industry since
- December 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Joel Hooper work?
Joel Hooper has been Secretary of Plan Life & Wealth Management, Inc. since January 2023.
Is Joel Hooper a financial advisor?
Yes. Joel Hooper has a current investment-adviser registration in California, through Plan Life & Wealth Management since December 2019.
How many years of experience does Joel Hooper have?
Joel Hooper has 6 years in the financial industry, since December 2019, across 1 adviser firm.
What exams has Joel Hooper passed?
Joel Hooper passed the Series 65 in December 2019.
Where is Joel Hooper based?
Joel Hooper’s registered office is in Fresno, CA.
Is Joel Hooper registered with FINRA?
No. Joel Hooper has no current broker registration.
How can I verify Joel Hooper’s record?
Search CRD 6680987 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joel Hooper’s full registration record.
