John Hooper has been President/Chief Compliance Officer/CFO/Director of Plan Life & Wealth Management since June 1993, is a control person of the firm and directly owns 75% or more of it. John Hooper holds a Bachelor of Science in Business Administration (finance option) from California State University, Fresno.
Plan Life & Wealth Management, Inc. is a Fresno, CA firm with $195M under management, 817 clients and 6 advisers in one office, as of its March 2026 filing.
John R. Hooper is Founder & CEO of Plan Life & Wealth Management, Inc., based in Fresno, California. He founded the company in 1985 and is its President and Chief Executive Officer. He provides strategic leadership and firm management and is responsible for managing a number of the firm's client relationships. He is a Past President and a current member of the FPA of Central California.
Investment adviser representative registrations
John Hooper is registered as an investment adviser representative in California, since July 2012.
- CaliforniaSince 2 July 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 10 March 1993 |
| Series 7 | General Securities Representative Examination | 15 November 1986 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- John Robert Hooper
- CRD
- 1573967
- Firm
- Plan Life & Wealth Management · CRD 44960
- Role
- President/Chief Compliance Officer/CFO/Director
- Office
- 9 E RIVER PARK PL E, SUITE 440, Fresno, CA 93720-1530
- Registration
- Investment adviser registration
- In the industry since
- April 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- planfinancial.com
Where does John Hooper work?
John Hooper has been President/Chief Compliance Officer/CFO/Director of Plan Life & Wealth Management, Inc. since June 1993, and is a control person of the firm.
Is John Hooper a financial advisor?
Yes. John Hooper has a current investment-adviser registration in California, through Plan Life & Wealth Management since July 2012.
How many years of experience does John Hooper have?
John Hooper has 26 years in the financial industry, since April 2000, across 1 adviser firm.
What exams has John Hooper passed?
John Hooper has passed 2 licensing exams: the Series 7 and Series 24. The earliest, the Series 7, was passed in November 1986.
Where is John Hooper based?
John Hooper’s registered office is in Fresno, CA.
Is John Hooper registered with FINRA?
No. John Hooper has no current broker registration.
How can I verify John Hooper’s record?
Search CRD 1573967 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Hooper’s full registration record.