Isaac Halls has been Vice-President, Sales/Director of Plan Life & Wealth Management since January 2021, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Plan Life & Wealth Management, Inc. is a Fresno, CA firm with $195M under management, 817 clients and 6 advisers in one office, as of its March 2026 filing.
Isaac Halls’ longest registration is the current one, 12 years at Plan Life & Wealth Management since 2013. Before joining Plan Life & Wealth Management in 2013, Isaac Halls was registered through Ameriprise Financial Services, Inc.
- Ameriprise Financial Services, Inc.– · 1 yearFresno, CA · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Isaac Halls is registered as an investment adviser representative in California, since November 2013.
- CaliforniaSince 1 November 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 5 April 2012 |
| Series 7 | General Securities Representative Examination | 8 March 2012 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Isaac Ellsworth Halls
- CRD
- 5985502
- Firm
- Plan Life & Wealth Management · CRD 44960
- Role
- Vice-President, Sales/Director
- Office
- 9 E RIVER PARK PL E, SUITE 440, Fresno, CA 93720-1530
- Registration
- Investment adviser registration
- In the industry since
- May 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Isaac Halls work?
Isaac Halls has been Vice-President, Sales/Director of Plan Life & Wealth Management, Inc. since January 2021.
Is Isaac Halls a financial advisor?
Yes. Isaac Halls has a current investment-adviser registration in California, through Plan Life & Wealth Management since November 2013.
How many years of experience does Isaac Halls have?
Isaac Halls has 14 years in the financial industry, since May 2012, across 2 adviser firms.
What exams has Isaac Halls passed?
Isaac Halls has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2012.
Where did Isaac Halls work before Plan Life & Wealth Management?
Before Plan Life & Wealth Management, Isaac Halls was registered through Ameriprise Financial Services, Inc., April 2012 to September 2013.
Where is Isaac Halls based?
Isaac Halls’ registered office is in Fresno, CA.
Is Isaac Halls registered with FINRA?
No. Isaac Halls has no current broker registration.
How can I verify Isaac Halls’ record?
Search CRD 5985502 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Isaac Halls’ full registration record.
