Role at Gamco Asset Management
- Title on Schedule A
- Managing Director, Director
- Control
- Regina Pitaro is a control person of Gamco Asset Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Regina Pitaro has held the filed role since December 1984.
The firm
Form ADV filed 31 March 2026
Career on record
Regina Pitaro has been registered through Gamco Asset Management since October 1993.
- Passed SIE · 2018
- Gamco Asset Management Inc.Current– present · 33 yearsRye, NY · Adviser representative · Firm CRD 104950
- Passed Series 65 · 1991
- Passed Series 24 · 1986
- Passed Series 63 · 1983
- Passed Series 7 · 1982
Registrations and exams
Regina Pitaro has a current investment-adviser registration in Connecticut and has passed 5 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Connecticut | Investment adviser representative | Approved | 28 January 2000 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 August 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 November 1983 |
| Series 24 | General Securities Principal Examination | 1 December 1986 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 15 May 1982 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Regina Marie Pitaro
- CRD
- 1046970
- Registration status
- Investment adviser and broker registrations
- Office
- ONE CORPORATE CENTER, Rye, NY 10580
- Firm bio
- gabelli.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Managing director and head of institutional marketing at GAMCO Investors; joined the firm in 1984. Gabelli official team biographies
Education
- M.B.A. in Finance, Columbia Business School; M.A. in Anthropology, Loyola University Chicago; B.A., Fordham University.Gabelli official team biographies
Common questions
Where does Regina Pitaro work?
Regina Pitaro has been Managing Director, Director of Gamco Asset Management Inc. since December 1984, and is a control person of the firm.
Is Regina Pitaro a financial advisor?
Yes. Regina Pitaro has a current investment-adviser registration in Connecticut, through Gamco Asset Management since October 1993, as of 17 October 2026.
How many years of experience does Regina Pitaro have?
Regina Pitaro has worked in the financial industry for 44 years as of 17 October 2026, counted from 23 May 1982, across 1 adviser firm.
What exams has Regina Pitaro passed?
Regina Pitaro has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 65 and SIE. The earliest, the Series 7, was passed in May 1982.
Where is Regina Pitaro based?
Regina Pitaro’s registered office is in Rye, NY.
Leadership at Gamco Asset Management
- Mario GabelliChief Executive Officer and Chief Investment Officer - Value Portfolio, Majority Shareholder of Ultimate Parent Company
- Douglas JamiesonPresident, Chief Operating Officer, Managing Director, Director
- David GoldmanGeneral Counsel, Secretary & Chief Compliance Officer
- Kieran CaterinaCo Chief Accounting Officer
- Christopher DesmaraisManaging Director, Director
- Kevin DreyerManaging Director, Co-CIO Value
- Christopher MarangiManaging Director, Co-CIO Value
- David OurlichtManaging Director
- Paul SwirbulManaging Director, Director
- Howard WardChief Investment Officer-Growth Portfolios