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David Ourlicht

Managing Director at Gamco Asset Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

David Ourlicht is Managing Director of Gamco Asset Management Inc., a Greenwich investment adviser managing $11.7B. David Ourlicht has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Gamco Asset Management

Title on Schedule A
Managing Director
Control
David Ourlicht is a control person of Gamco Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
David Ourlicht has held the filed role since May 2010.

The firm

Gamco Asset Management Inc.
Greenwich, CT

Form ADV filed 31 March 2026

$11.7B AUM2,042 clients45 advisers7 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 63 · 2012
  3. Passed Series 27, Series 7 and Series 53 · 1984

Registrations and exams

Broker registration; no current adviser registration. David Ourlicht has passed 5 qualifying exams.

Examinations

Series 6313 April 2012
Name
Uniform Securities Agent State Law Examination
Series 535 November 1984
Name
Municipal Securities Principal Examination
Series 2724 May 1984
Name
Financial and Operations Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 716 June 1984
Name
General Securities Representative Examination

Individual record

Full name
David Elihu Ourlicht
CRD
1266262
Firm
Gamco Asset Management Inc.
Registration status
Broker registration; no current adviser registration
Firm bio
gabelli.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Managing director in institutional marketing at GAMCO; joined the firm in 2010. Gabelli official team biographies

Education

Common questions

Where does David Ourlicht work?

David Ourlicht has been Managing Director of Gamco Asset Management Inc. since May 2010, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does David Ourlicht have a current investment-adviser registration?

David Ourlicht has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has David Ourlicht passed?

David Ourlicht has passed 5 licensing exams: the Series 27, Series 7, Series 53, Series 63 and SIE. The earliest, the Series 27, was passed in May 1984.

Source: IAPD individual record, checked 17 October 2026

Leadership at Gamco Asset Management

  • Mario Gabelli
    Chief Executive Officer and Chief Investment Officer - Value Portfolio, Majority Shareholder of Ultimate Parent Company
  • Douglas Jamieson
    President, Chief Operating Officer, Managing Director, Director
  • David Goldman
    General Counsel, Secretary & Chief Compliance Officer
  • Kieran Caterina
    Co Chief Accounting Officer
  • Christopher Desmarais
    Managing Director, Director
  • Kevin Dreyer
    Managing Director, Co-CIO Value
  • Christopher Marangi
    Managing Director, Co-CIO Value
  • Regina Pitaro
    Managing Director, Director
  • Paul Swirbul
    Managing Director, Director
  • Howard Ward
    Chief Investment Officer-Growth Portfolios

Sources

  1. IAPD individual record, CRD 1266262. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Gamco Asset Management Inc., filed 31 March 2026. Title, control and ownership bands.
  3. Gamco Asset Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with David Ourlicht or Gamco Asset Management Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.