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Howard Ward

Chief Investment Officer-Growth Portfolios at Gamco Asset Management

Investment adviser and broker registrationsRye, NY

Howard Ward is Chief Investment Officer-Growth Portfolios of Gamco Asset Management Inc., a Greenwich investment adviser managing $11.7B. Howard Ward has been registered as an investment adviser representative through Gamco Asset Management since 29 February 2000, has 44 years in the industry across 1 firm and has passed the Series 7, Series 63 and Series 65.

44
Years in industry
26
Years at firm
1
Adviser firms
1
States registered

From the IAPD record · data retrieved 17 October 2026SEC record

Career

Howard Ward has been Chief Investment Officer-Growth Portfolios of Gamco Asset Management since January 2005. Howard Ward is not listed as a control person, but directly owns under 5% of the firm. Howard Ward holds a B.A. in Economics from Northwestern University.

Gamco Asset Management Inc. is a Greenwich, CT firm with $11.7B under management, 2,042 clients and 45 advisers across 7 offices, as of its March 2026 filing.

Chief investment officer of growth equities at GAMCO; joined the firm in 1995 after working at Scudder and Brown Brothers Harriman.

  1. – present · 26 years
    Rye, NY · Adviser representative · Firm CRD 104950

Credentials and registrations

Investment adviser representative registrations

Connecticut29 February 2000
Status
Approved

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 6530 September 1992
Name
Uniform Investment Adviser Law Examination
Series 6321 October 1982
Name
Uniform Securities Agent State Law Examination
Series 715 November 1980
Name
General Securities Representative Examination

Individual record

Full name
Howard Frank Ward
CRD
1059031
Office
ONE CORPORATE CENTER, Rye, NY 10580
Firm bio
gabelli.com

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Howard Ward work?

Howard Ward has been Chief Investment Officer-Growth Portfolios of Gamco Asset Management Inc. since January 2005.

Source: Form ADV, Schedule A, filed 31 March 2026

Is Howard Ward a financial advisor?

Yes. Howard Ward has a current investment-adviser registration in Connecticut, through Gamco Asset Management since February 2000.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Howard Ward have?

Howard Ward has 44 years in the financial industry, since October 1982, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has Howard Ward passed?

Howard Ward has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in November 1980. FINRA credited Howard Ward with the SIE, which began in October 2018.

Source: IAPD individual record, checked 17 October 2026

Where is Howard Ward based?

Howard Ward’s registered office is in Rye, NY.

Source: IAPD individual record, checked 17 October 2026

Leadership at Gamco Asset Management

Sources

  1. IAPD individual record, CRD 1059031. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Gamco Asset Management Inc., filed 31 March 2026. Title, control and ownership bands.
  3. Gamco Asset Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

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