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Paul Swirbul

Managing Director, Director at Gamco Asset Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Paul Swirbul is Managing Director, Director of Gamco Asset Management Inc., a Greenwich investment adviser managing $11.7B. Paul Swirbul has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 63, Series 65 and SIE.

Role at Gamco Asset Management

Title on Schedule A
Managing Director, Director
Control
Paul Swirbul is a control person of Gamco Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Paul Swirbul has held the filed role since January 2010.

The firm

Gamco Asset Management Inc.
Greenwich, CT

Form ADV filed 31 March 2026

$11.7B AUM2,042 clients45 advisers7 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 65 · 1991
  3. Passed Series 63 · 1988
  4. Passed Series 7 · 1985

Registrations and exams

Broker registration; no current adviser registration. Paul Swirbul has passed 4 qualifying exams.

Examinations

Series 6527 November 1991
Name
Uniform Investment Adviser Law Examination
Series 6312 May 1988
Name
Uniform Securities Agent State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 714 December 1985
Name
General Securities Representative Examination

Individual record

Full name
Paul Mason Swirbul
CRD
1386868
Firm
Gamco Asset Management Inc.
Registration status
Broker registration; no current adviser registration
Firm bio
gabelli.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Managing director at GAMCO. Gabelli official team biographies

Common questions

Where does Paul Swirbul work?

Paul Swirbul has been Managing Director, Director of Gamco Asset Management Inc. since January 2010, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Paul Swirbul have a current investment-adviser registration?

Paul Swirbul has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Paul Swirbul passed?

Paul Swirbul has passed 4 licensing exams: the Series 7, Series 63, Series 65 and SIE. The earliest, the Series 7, was passed in December 1985.

Source: IAPD individual record, checked 17 October 2026

Leadership at Gamco Asset Management

  • Mario Gabelli
    Chief Executive Officer and Chief Investment Officer - Value Portfolio, Majority Shareholder of Ultimate Parent Company
  • Douglas Jamieson
    President, Chief Operating Officer, Managing Director, Director
  • David Goldman
    General Counsel, Secretary & Chief Compliance Officer
  • Kieran Caterina
    Co Chief Accounting Officer
  • Christopher Desmarais
    Managing Director, Director
  • Kevin Dreyer
    Managing Director, Co-CIO Value
  • Christopher Marangi
    Managing Director, Co-CIO Value
  • David Ourlicht
    Managing Director
  • Regina Pitaro
    Managing Director, Director
  • Howard Ward
    Chief Investment Officer-Growth Portfolios

Sources

  1. IAPD individual record, CRD 1386868. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Gamco Asset Management Inc., filed 31 March 2026. Title, control and ownership bands.
  3. Gamco Asset Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Paul Swirbul or Gamco Asset Management Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.