Role at Gamco Asset Management
- Title on Schedule A
- President, Chief Operating Officer, Managing Director, Director
- Control
- Douglas Jamieson is a control person of Gamco Asset Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Douglas Jamieson has held the filed role since March 1981.
The firm
Form ADV filed 31 March 2026
Career on record
Douglas Jamieson has been registered through Gamco Asset Management since May 1990.
- Passed SIE · 2018
- Gamco Asset Management Inc.Current– present · 36 yearsRye, NY · Adviser representative · Firm CRD 104950
- Passed Series 63 · 1988
- Passed Series 7 · 1982
Registrations and exams
Douglas Jamieson has a current investment-adviser registration in Connecticut and has passed 3 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Connecticut | Investment adviser representative | Approved | 28 January 2000 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 13 September 1988 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 17 July 1982 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Douglas Richard Jamieson
- CRD
- 1056140
- Registration status
- Investment adviser and broker registrations
- Office
- ONE CORPORATE CENTER, Rye, NY 10580
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Douglas Jamieson work?
Douglas Jamieson has been President, Chief Operating Officer, Managing Director, Director of Gamco Asset Management Inc. since March 1981, and is a control person of the firm.
Is Douglas Jamieson a financial advisor?
Yes. Douglas Jamieson has a current investment-adviser registration in Connecticut, through Gamco Asset Management since May 1990, as of 17 October 2026.
How many years of experience does Douglas Jamieson have?
Douglas Jamieson has worked in the financial industry for 44 years as of 17 October 2026, counted from 21 July 1982, across 1 adviser firm.
What exams has Douglas Jamieson passed?
Douglas Jamieson has passed 3 licensing exams: the Series 7, Series 63 and SIE. The earliest, the Series 7, was passed in July 1982.
Where is Douglas Jamieson based?
Douglas Jamieson’s registered office is in Rye, NY.
Leadership at Gamco Asset Management
- Mario GabelliChief Executive Officer and Chief Investment Officer - Value Portfolio, Majority Shareholder of Ultimate Parent Company
- David GoldmanGeneral Counsel, Secretary & Chief Compliance Officer
- Kieran CaterinaCo Chief Accounting Officer
- Christopher DesmaraisManaging Director, Director
- Kevin DreyerManaging Director, Co-CIO Value
- Christopher MarangiManaging Director, Co-CIO Value
- David OurlichtManaging Director
- Regina PitaroManaging Director, Director
- Paul SwirbulManaging Director, Director
- Howard WardChief Investment Officer-Growth Portfolios