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Patricia Boylan

Chief Compliance Officer at Equitable Advisors

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Patricia Boylan is Chief Compliance Officer of Equitable Advisors, LLC, a New York investment adviser managing $47.3B. Patricia Boylan has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 24 and SIE.

Role at Equitable Advisors

Title on Schedule A
Chief Compliance Officer
Control
Patricia Boylan is a control person of Equitable Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Patricia Boylan has held the filed role since December 2025.

The firm

Equitable Advisors, LLC
New York, NY

Form ADV filed 30 September 2026

$47.3B AUM76,027 clients4,664 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 7 and Series 24 · 1999

Registrations and exams

Broker registration; no current adviser registration. Patricia Boylan has passed 3 qualifying exams.

Examinations

Series 241 October 1999
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 71 July 1999
Name
General Securities Representative Examination

Individual record

Full name
Patricia Agnes Boylan
CRD
3231492
Firm
Equitable Advisors, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Patricia Boylan work?

Patricia Boylan has been Chief Compliance Officer of Equitable Advisors, LLC since December 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Patricia Boylan have a current investment-adviser registration?

Patricia Boylan has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Patricia Boylan passed?

Patricia Boylan has passed 3 licensing exams: the Series 7, Series 24 and SIE. The earliest, the Series 7, was passed in July 1999.

Source: IAPD individual record, checked 17 October 2026

Leadership at Equitable Advisors

  • David Whitcomb Karr
    Chairman of the Board and Chief Executive Officer
  • Maryjean Elizabeth Bonadonna
    Vice President, Business Governance and Supervisory Oversight
  • Christian James Cannon
    Vice President and General Counsel
  • Gina Marie Jones
    Vice President and Financial Crime Officer
  • Frank Angelo JR Massa
    President/Director
  • Jane Lynn Smith
    Assistant Vice President
  • Tracy Zimmerer
    Vice President, Principal Operations Officer
  • John Michael JR. Kennedy
    Chief Privacy Officer
  • Nicholas Burritt Lane
    Director
  • James Patrick Mellin
    Chief Sales Officer
  • Candace Lynn Scappator
    Controller/FINOP/Principal Financial Officer
  • Qi Ning Tian
    Director
  • Yun Zhang
    Director

Sources

  1. IAPD individual record, CRD 3231492. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Equitable Advisors, LLC, filed 30 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Patricia Boylan or Equitable Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.