Career
Nicholas Lane has been Director of Equitable Advisors since May 2019. Nicholas Lane is a control person of the firm and directly owns under 5% of it.
Equitable Advisors, LLC is a New York, NY firm with $47.3B under management, 76,027 clients and 4,664 advisers across 886 offices, as of its September 2026 filing.
No adviser firm registrations are on Nicholas Lane’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 3 October 2007 |
| Series 7 | General Securities Representative Examination | 6 December 2006 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Nicholas Burritt Lane
- CRD
- 4994948
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Nicholas Lane work?
Nicholas Lane has been Director of Equitable Advisors, LLC since May 2019, and is a control person of the firm.
Does Nicholas Lane have a current investment-adviser registration?
Nicholas Lane has a current broker registration and no current investment-adviser registration.
What exams has Nicholas Lane passed?
Nicholas Lane has passed 3 licensing exams: the Series 7, Series 24 and Series 99TO. The earliest, the Series 7, was passed in December 2006. FINRA credited Nicholas Lane with the SIE, which began in October 2018.
Leadership at Equitable Advisors
- David KarrChairman of the Board and Chief Executive Officer
- Maryjean BonadonnaVice President, Business Governance and Supervisory Oversight
- Christian James CannonVice President and General Counsel
- Gina Marie JonesVice President and Financial Crime Officer
- Frank MassaPresident/Director
- Jane SmithAssistant Vice President
- Tracy ZimmererVice President, Principal Operations Officer
- Patricia BoylanChief Compliance Officer
- John Michael Jr. KennedyChief Privacy Officer
- James MellinChief Sales Officer
- Candace ScappatorController/FINOP/Principal Financial Officer
- Qi Ning TianDirector
- Yun ZhangDirector