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Nicholas Lane

Director at Equitable Advisors

Broker registration; no current adviser registration

Nicholas Lane is Director of Equitable Advisors, LLC, a New York investment adviser managing $47.3B. Nicholas Lane has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 24 and Series 99TO.

3
Licensing exams

From the IAPD record · data retrieved 18 October 2026 · page updated 20 October 2026SEC record

Career

Nicholas Lane has been Director of Equitable Advisors since May 2019. Nicholas Lane is a control person of the firm and directly owns under 5% of it.

Equitable Advisors, LLC is a New York, NY firm with $47.3B under management, 76,027 clients and 4,664 advisers across 886 offices, as of its September 2026 filing.

No adviser firm registrations are on Nicholas Lane’s record.

Credentials and registrations

Examinations

Series 99TO2 January 2023
Name
Operations Professional Examination
SIECredited
Name
Securities Industry Essentials Examination
Series 243 October 2007
Name
General Securities Principal Examination
Series 76 December 2006
Name
General Securities Representative Examination

Individual record

Full name
Nicholas Burritt Lane
CRD
4994948

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Nicholas Lane work?

Nicholas Lane has been Director of Equitable Advisors, LLC since May 2019, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Nicholas Lane have a current investment-adviser registration?

Nicholas Lane has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 18 October 2026

What exams has Nicholas Lane passed?

Nicholas Lane has passed 3 licensing exams: the Series 7, Series 24 and Series 99TO. The earliest, the Series 7, was passed in December 2006. FINRA credited Nicholas Lane with the SIE, which began in October 2018.

Source: IAPD individual record, checked 18 October 2026

Leadership at Equitable Advisors

Sources

  1. IAPD individual record, CRD 4994948. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Equitable Advisors, LLC, filed 30 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

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