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Frank Massa

President/Director at Equitable Advisors

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Frank Massa is President/Director of Equitable Advisors, LLC, a New York investment adviser managing $47.3B. Frank Massa has a current broker registration and no current investment-adviser registration and has passed 7 licensing exams.

Role at Equitable Advisors

Title on Schedule A
President/Director
Control
Frank Massa is a control person of Equitable Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Frank Massa has held the filed role since October 2018.

The firm

Equitable Advisors, LLC
New York, NY

Form ADV filed 30 September 2026

$47.3B AUM76,027 clients4,664 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 52TO and Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 4 · 1998
  4. Passed Series 24 · 1997
  5. Passed Series 7 and Series 63 · 1992

Registrations and exams

Broker registration; no current adviser registration. Frank Massa has passed 7 qualifying exams.

Examinations

Series 632 July 1992
Name
Uniform Securities Agent State Law Examination
Series 431 December 1998
Name
Registered Options Principal Examination
Series 2410 November 1997
Name
General Securities Principal Examination
Series 52TO2 January 2023
Name
Municipal Securities Representative Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 724 June 1992
Name
General Securities Representative Examination

Individual record

Full name
Frank Angelo Massa
CRD
2241858
Firm
Equitable Advisors, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Frank Massa work?

Frank Massa has been President/Director of Equitable Advisors, LLC since October 2018, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Frank Massa have a current investment-adviser registration?

Frank Massa has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Frank Massa passed?

Frank Massa has passed 7 licensing exams: the Series 7, Series 63, Series 24, Series 4, SIE, Series 52TO and Series 99TO. The earliest, the Series 7, was passed in June 1992.

Source: IAPD individual record, checked 17 October 2026

Leadership at Equitable Advisors

  • David Whitcomb Karr
    Chairman of the Board and Chief Executive Officer
  • Maryjean Elizabeth Bonadonna
    Vice President, Business Governance and Supervisory Oversight
  • Christian James Cannon
    Vice President and General Counsel
  • Gina Marie Jones
    Vice President and Financial Crime Officer
  • Jane Lynn Smith
    Assistant Vice President
  • Tracy Zimmerer
    Vice President, Principal Operations Officer
  • Patricia Agnes Boylan
    Chief Compliance Officer
  • John Michael JR. Kennedy
    Chief Privacy Officer
  • Nicholas Burritt Lane
    Director
  • James Patrick Mellin
    Chief Sales Officer
  • Candace Lynn Scappator
    Controller/FINOP/Principal Financial Officer
  • Qi Ning Tian
    Director
  • Yun Zhang
    Director

Sources

  1. IAPD individual record, CRD 2241858. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Equitable Advisors, LLC, filed 30 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Frank Massa or Equitable Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.