Career
Candace Scappator has been Controller/FINOP/Principal Financial Officer of Equitable Advisors since May 2020. Candace Scappator is a control person of the firm and directly owns under 5% of it.
Equitable Advisors, LLC is a New York, NY firm with $47.3B under management, 76,027 clients and 4,664 advisers across 886 offices, as of its September 2026 filing.
No adviser firm registrations are on Candace Scappator’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 18 December 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 27 | Financial and Operations Principal Examination | 30 October 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 September 2007 |
| Series 7 | General Securities Representative Examination | 13 October 2003 |
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Candace Lynn Scappator
- CRD
- 4697607
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Candace Scappator work?
Candace Scappator has been Controller/FINOP/Principal Financial Officer of Equitable Advisors, LLC since May 2020, and is a control person of the firm.
Does Candace Scappator have a current investment-adviser registration?
Candace Scappator has a current broker registration and no current investment-adviser registration.
What exams has Candace Scappator passed?
Candace Scappator has passed 5 licensing exams: the Series 7, Series 63, Series 27, Series 99TO and Series 24. The earliest, the Series 7, was passed in October 2003. FINRA credited Candace Scappator with the SIE, which began in October 2018.
Leadership at Equitable Advisors
- David KarrChairman of the Board and Chief Executive Officer
- Maryjean BonadonnaVice President, Business Governance and Supervisory Oversight
- Christian James CannonVice President and General Counsel
- Gina Marie JonesVice President and Financial Crime Officer
- Frank MassaPresident/Director
- Jane SmithAssistant Vice President
- Tracy ZimmererVice President, Principal Operations Officer
- Patricia BoylanChief Compliance Officer
- John Michael Jr. KennedyChief Privacy Officer
- Nicholas LaneDirector
- James MellinChief Sales Officer
- Qi Ning TianDirector
- Yun ZhangDirector