Financial advisers in Santa Monica, California
15 profiles with reported offices in Santa Monica, California. Explore advisers’ roles, firms and public regulatory records.
Adviser profiles
Mark CohenInvestment adviser representativeWestside Investment ManagementCRD 1410342- George BoltonChief Investment OfficerWestEnd Capital ManagementCRD 1423421
James FrawleyChief Compliance OfficerWestside Investment ManagementCRD 2867752- Wayne WaldenInvestment adviser representativeCity Different HoldingsCRD 3043304
- Jason OclarayOwnerAngeles Family OfficeCRD 3270425
Leslie MallmanInvestment adviser representativeFive Oceans AdvisorsCRD 4910477
Christopher Girbes-PierceMemberFive Oceans AdvisorsCRD 5047367- Adam ScottChief Compliance Officer & PrincipalWellacre Wealth ManagementCRD 5630251
- Gloria KimManaging Member & Chief Compliance OfficerHidden Hills WealthCRD 5744837
Nicholas CianciChief Compliance Officer, FounderMuse Capital ManagementCRD 6104562- Edward McGlassonFounder, Chief Executive Officer, Chief Investment Officer and Chief Compliance OfficerLight CapitalCRD 6147711
- Eric MossInvestment adviser representativeGreystone Financial GroupCRD 6396665
Todd BurtonInvestment adviser representativeGlasgow & AssociatesCRD 7155447
Theresa PablosInvestment adviser representativeAvise Financial CooperativeCRD 7805757- Julian ScottInvestment adviser representativeWellacre Wealth ManagementCRD 8243898
Locations reflect the office in each adviser’s sourced profile, rather than their firm’s headquarters or the states where they hold registrations. Profiles without a reported office remain in the main directory. Source dates and links appear on each profile. How this directory is compiled.