Theresa Pablos has been an investment adviser representative at Avise Financial Cooperative since October 2025, and is not listed among the firm’s executive officers or direct owners. Theresa Pablos holds a Bachelor's degree from the University of Southern California and a Personal financial planning certificate from the University of California, Los Angeles.
Avise Financial Cooperative, Inc. is a Los Angeles, CA firm with $169M under management, 170 clients and 6 advisers across 7 offices, as of its June 2026 filing.
Theresa Pablos is an Investment Adviser Representative of Avise Financial Cooperative, Inc., which does business as Equalis Financial, LLC. She works with tech professionals on financial planning, including ISOs, RSUs, concentrated stock and potential IPOs.
Theresa Pablos’ longest registration was 1 year at Wealth Enhancement Advisory Services, LLC (2024–2025). Before joining Avise Financial Cooperative in 2025, Theresa Pablos was registered through Wealth Enhancement Advisory Services, LLC.
- Avise FinancialCurrent– present · 1 yearSanta Monica, CA · Adviser representative · Firm CRD 328790
- Wealth Enhancement Advisory Services, LLC– · 1 yearLos Angeles, CA · Adviser representative · Firm CRD 116407
Professional designations
Listed by Avise Financial Cooperative
- CFP®
Investment adviser representative registrations
Theresa Pablos is registered as an investment adviser representative in California, since October 2025.
- CaliforniaSince 14 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 March 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Theresa Marie Pablos
- CRD
- 7805757
- Firm
- Avise Financial Cooperative · CRD 328790
- Office
- Santa Monica, CA
- Registration
- Investment adviser registration
- In the industry since
- March 2024
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- theresapablos.com
Where does Theresa Pablos work?
Theresa Pablos is an investment adviser representative registered through Avise Financial Cooperative, Inc. since October 2025, and is not listed among the firm’s executive officers or direct owners.
Is Theresa Pablos a financial advisor?
Yes. Theresa Pablos has a current investment-adviser registration in California, through Avise Financial Cooperative since October 2025.
How many years of experience does Theresa Pablos have?
Theresa Pablos has 2 years in the financial industry, since March 2024, across 2 adviser firms.
What exams has Theresa Pablos passed?
Theresa Pablos passed the Series 65 in March 2024.
Where did Theresa Pablos work before Avise Financial Cooperative?
Before Avise Financial Cooperative, Theresa Pablos was registered through Wealth Enhancement Advisory Services, LLC, March 2024 to October 2025.
Where is Theresa Pablos based?
Theresa Pablos’ registered office is in Santa Monica, CA.
Is Theresa Pablos registered with FINRA?
No. Theresa Pablos has no current broker registration.
Is Theresa Pablos a CFP?
Avise Financial Cooperative lists Theresa Pablos with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Theresa Pablos’ record?
Search CRD 7805757 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Theresa Pablos’ full registration record.
