Gloria Kim has been Managing Member & Chief Compliance Officer of Hidden Hills Wealth since March 2021, is a control person of the firm and directly owns 75% or more of it.
Hidden Hills Wealth, LLC is a firm with $128M under management, 13 clients and 1 adviser in one office, as of its March 2026 filing.
Gloria Kim’s longest registration was 5 years at Morgan Stanley (2015–2021). Before joining Hidden Hills Wealth in 2021, Gloria Kim was registered through Morgan Stanley.
- Hidden Hills WealthCurrent– present · 5 yearsSanta Monica, CA · Adviser representative · Firm CRD 312877
- Morgan Stanley– · 5 yearsWoodland Hills, CA · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Gloria Kim is registered as an investment adviser representative in 2 states. The first approvals date from March 2021; the most recent is Texas, in June 2023.
- CaliforniaSince 9 March 2021
- TexasSince 5 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 May 2015 |
| Series 7 | General Securities Representative Examination | 22 April 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 August 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Gloria Moon Kim
- CRD
- 5744837
- Firm
- Hidden Hills Wealth · CRD 312877
- Role
- Managing Member & Chief Compliance Officer
- Office
- Santa Monica, CA
- Registration
- Investment adviser registration
- In the industry since
- January 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Gloria Kim work?
Gloria Kim has been Managing Member & Chief Compliance Officer of Hidden Hills Wealth, LLC since March 2021, and is a control person of the firm.
Is Gloria Kim a financial advisor?
Yes. Gloria Kim has a current investment-adviser registration in California and Texas, through Hidden Hills Wealth since March 2021.
How many years of experience does Gloria Kim have?
Gloria Kim has 11 years in the financial industry, since January 2015, across 2 adviser firms.
What exams has Gloria Kim passed?
Gloria Kim has passed 3 licensing exams: the Series 63, Series 7 and Series 66. The earliest, the Series 63, was passed in August 2011. FINRA credited Gloria Kim with the SIE, which began in October 2018.
Where is Gloria Kim based?
Gloria Kim’s registered office is in Santa Monica, CA.
Is Gloria Kim registered with FINRA?
No. Gloria Kim has no current broker registration.
How can I verify Gloria Kim’s record?
Search CRD 5744837 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gloria Kim’s full registration record.