Eric Moss has been an investment adviser representative at Greystone Financial Group since February 2021, and is not listed among the firm’s executive officers or direct owners.
Greystone Financial Group, LLC is a Bloomfield Hills, MI firm with $495M under management, 582 clients and 3 advisers across 3 offices, as of its March 2026 filing.
Eric Moss’ longest registration is the current one, 5 years at Greystone Financial Group since 2021. Before joining Greystone Financial Group in 2021, Eric Moss was registered through TD Ameritrade Investment Management, LLC and TD Ameritrade, Inc.
- – present · 5 yearsSanta Monica, CA · Adviser representative · Firm CRD 306595
- TD Ameritrade Investment Management, LLC– · 3 yearsSanta Monica, CA · Adviser representative · Firm CRD 111514
- TD Ameritrade, Inc.– · 3 yearsSanta Monica, CA · Adviser representative · Firm CRD 7870
- J.P. Morgan Securities LLC– · 1 yearLos Angeles, CA · Adviser representative · Firm CRD 79
Investment adviser representative registrations
Eric Moss is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from February 2021; the most recent is Texas, in February 2026.
- CaliforniaSince 5 February 2021
- MichiganSince 8 March 2023
- TexasResidentSince 4 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 29 September 2015 |
| Series 7 | General Securities Representative Examination | 4 August 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Eric Robinson Moss
- CRD
- 6396665
- Firm
- Greystone Financial Group · CRD 306595
- Office
- 2450 COLORADO AVE, SUITE 100E, Santa Monica, CA 90404
- Registration
- Investment adviser registration
- In the industry since
- September 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Eric Moss work?
Eric Moss is an investment adviser representative registered through Greystone Financial Group, LLC since February 2021, and is not listed among the firm’s executive officers or direct owners.
Is Eric Moss a financial advisor?
Yes. Eric Moss has a current investment-adviser registration in California, Michigan and Texas, through Greystone Financial Group since February 2021.
How many years of experience does Eric Moss have?
Eric Moss has 11 years in the financial industry, since September 2015, across 4 adviser firms.
What exams has Eric Moss passed?
Eric Moss has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2015. FINRA credited Eric Moss with the SIE, which began in October 2018.
Where did Eric Moss work before Greystone Financial Group?
Before Greystone Financial Group, Eric Moss was registered through TD Ameritrade Investment Management, LLC, June 2017 to December 2020; TD Ameritrade, Inc., June 2017 to December 2020; J.P. Morgan Securities LLC, October 2015 to June 2017.
Where is Eric Moss based?
Eric Moss’ registered office is in Santa Monica, CA.
Is Eric Moss registered with FINRA?
No. Eric Moss has no current broker registration.
How can I verify Eric Moss’ record?
Search CRD 6396665 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Moss’ full registration record.
