George Bolton has been Chief Investment Officer of WestEnd Capital Management since April 2004, is a control person of the firm and directly owns under 5% of it. George Bolton holds a Bachelor of Arts in Economics from the University of Virginia.
Westend Capital Management, LLC. is a Sausalito, CA firm with $436M under management, 331 clients and 3 advisers in one office, as of its March 2026 filing.
George Bolton has worked in financial services for more than 35 years. He began his career at Alex Brown & Sons in Baltimore and relocated to San Francisco in 1987 to lead the institutional equity sales team. In 2004 he left DB Alex Brown to become a Partner and Chief Investment Officer at WestEnd Capital Management.
- – present · 8 yearsSanta Monica, CA · Adviser representative · Firm CRD 120545
- – · 9 yearsLos Angeles, CA · Adviser representative · Firm CRD 120545
Investment adviser representative registrations
George Bolton is registered as an investment adviser representative in California, since January 2018.
- CaliforniaSince 29 January 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 31 October 1985 |
| Series 7 | General Securities Representative Examination | 19 October 1985 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- George Brown Bolton
- CRD
- 1423421
- Firm
- WestEnd Capital Management · CRD 120545
- Role
- Chief Investment Officer
- Office
- 520 Broadway, Floor 2, Santa Monica, CA 90401
- Registration
- Investment adviser registration
- In the industry since
- April 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wcmsf.com
Where does George Bolton work?
George Bolton has been Chief Investment Officer of Westend Capital Management, LLC. since April 2004, and is a control person of the firm.
Is George Bolton a financial advisor?
Yes. George Bolton has a current investment-adviser registration in California, through WestEnd Capital Management since January 2018.
How many years of experience does George Bolton have?
George Bolton has 18 years in the financial industry, since April 2008, across 1 adviser firm.
What exams has George Bolton passed?
George Bolton has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in October 1985.
Where is George Bolton based?
George Bolton’s registered office is in Santa Monica, CA.
Is George Bolton registered with FINRA?
No. George Bolton has no current broker registration.
How can I verify George Bolton’s record?
Search CRD 1423421 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes George Bolton’s full registration record.