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George Elliman

Member, Chief Financial Officer, Director of Business Development and Chief Compliance Officer at WestEnd Capital Management

Firm officerUpdated

George Elliman has been Member, Chief Financial Officer, Director of Business Development and Chief Compliance Officer of Westend Capital Management, LLC., a Sausalito, CA investment adviser managing $436M, since January 2015.

11
Years in role
$436M
Firm AUM
331
Firm clients
3
Firm advisers

From Form ADV filed 18 March 2026Form ADV

Career

George Elliman is a control person of WestEnd Capital Management and directly owns between 10% and 25% of it.

WestEnd Capital Management is an investment adviser based in Sausalito, CA, registered with the SEC since 2002. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $436 million, as filed on 18 March 2026. Its fees, ownership and offices are on the firm’s profile.

Key facts

CRD
6108313
Firm
WestEnd Capital Management · CRD 120545
Role
Member, Chief Financial Officer, Director of Business Development and Chief Compliance Officer
In role since
January 2015 · 11 years
Control person
Yes
Direct ownership
10% to 25%
Firm headquarters
Sausalito, CA
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does George Elliman work?

George Elliman has been Member, Chief Financial Officer, Director of Business Development and Chief Compliance Officer of Westend Capital Management, LLC. since January 2015, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 18 March 2026

How can I verify George Elliman’s record?

George Elliman’s role is listed on Westend Capital Management, LLC.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 120545.

Source: Form ADV, Schedule A, filed 18 March 2026

Leadership at WestEnd Capital Management

Sources

  1. IAPD individual lookup, CRD 6108313, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Westend Capital Management, LLC., filed 18 March 2026. Title, control and ownership bands.