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Kelly Windorski

Chief Financial Officer and Treasurer at Wealth Enhancement Advisory Services

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Kelly Windorski is Chief Financial Officer and Treasurer of Wealth Enhancement Advisory Services, LLC, a Plymouth investment adviser managing $122B. Kelly Windorski has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Wealth Enhancement Advisory Services

Title on Schedule A
Chief Financial Officer and Treasurer
Control
Kelly Windorski is a control person of Wealth Enhancement Advisory Services.
Ownership
An individual ownership band is not available in the source record.
Tenure
Kelly Windorski has held the filed role since July 2016.

The firm

Wealth Enhancement Advisory Services, LLC
Plymouth, MN

Form ADV filed 20 August 2026

$122B AUM85,001 clients850 advisers204 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2011
  4. Passed Series 27 · 2010
  5. Passed Series 7 · 1999

Registrations and exams

Broker registration; no current adviser registration. Kelly Windorski has passed 5 qualifying exams.

Examinations

Series 245 February 2011
Name
General Securities Principal Examination
Series 271 November 2010
Name
Financial and Operations Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 730 August 1999
Name
General Securities Representative Examination

Individual record

Full name
Kelly Joseph Windorski
CRD
3211118
Firm
Wealth Enhancement Advisory Services, LLC
Registration status
Broker registration; no current adviser registration
Firm bio
wealthenhancement.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Wealth Enhancement identifies Kelly Windorski as chief financial officer and describes his responsibility for the firm’s finance organization. The biography lists undergraduate degrees in finance and accounting from the University of Wisconsin–Madison. Official firm biography

Education

Common questions

Where does Kelly Windorski work?

Kelly Windorski has been Chief Financial Officer and Treasurer of Wealth Enhancement Advisory Services, LLC since July 2016, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 20 August 2026

Does Kelly Windorski have a current investment-adviser registration?

Kelly Windorski has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Kelly Windorski passed?

Kelly Windorski has passed 5 licensing exams: the Series 7, Series 27, Series 24, SIE and Series 99TO. The earliest, the Series 7, was passed in August 1999.

Source: IAPD individual record, checked 17 October 2026

Leadership at Wealth Enhancement Advisory Services

Sources

  1. IAPD individual record, CRD 3211118. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Wealth Enhancement Advisory Services, LLC, filed 20 August 2026. Title, control and ownership bands.
  3. Wealth Enhancement Advisory Services team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Kelly Windorski or Wealth Enhancement Advisory Services, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.