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Jonathan Butters

Chief Business Development Officer at Wealth Enhancement Advisory Services

No current adviser or broker registrationSEC record checked 17 October 2026

7
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Jonathan Butters is Chief Business Development Officer of Wealth Enhancement Advisory Services, LLC, a Plymouth investment adviser managing $122B. Jonathan Butters has past investment-adviser registrations through 7 firms and has passed 5 licensing exams.

Role at Wealth Enhancement Advisory Services

Title on Schedule A
Chief Business Development Officer
Control
Jonathan Butters is a control person of Wealth Enhancement Advisory Services.
Ownership
An individual ownership band is not available in the source record.
Tenure
Jonathan Butters has held the filed role since March 2025.

The firm

Wealth Enhancement Advisory Services, LLC
Plymouth, MN

Form ADV filed 20 August 2026

$122B AUM85,001 clients850 advisers204 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2016
  2. Montage Investments, LLC
    – · 6 years
    Leawood, KS · Adviser representative · Firm CRD 152607
  3. Mariner Wealth Advisors, LLC
    – · under a year
    Overland Park, KS · Adviser representative · Firm CRD 140195
  4. Cbiz Retirement Plan Services
    – · 1 year
    Leawood, KS · Adviser representative · Firm CRD 16678
  5. Cbiz Wealth Management, LLC
    – · 1 year
    Cleveland, OH · Adviser representative · Firm CRD 153785
  6. M&i Investment Management Corp.
    – · under a year
    Milwaukee, WI · Adviser representative · Firm CRD 109802
  7. Merrill Lynch Pierce Fenner & Smith Inc.
    – · 2 years
    Kansas City, MO · Adviser representative · Firm CRD 7691
  8. Lord Abbett & Co. LLC
    – · 2 years
    Jersey City, NJ · Adviser representative · Firm CRD 110391
  9. Passed Series 24 · 2002
  10. Passed Series 7, Series 63 and Series 65 · 1999

Registrations and exams

No current adviser or broker registration. Jonathan Butters has passed 5 qualifying exams.

Examinations

Series 6528 December 1999
Name
Uniform Investment Adviser Law Examination
Series 631 November 1999
Name
Uniform Securities Agent State Law Examination
Series 241 July 2002
Name
General Securities Principal Examination
SIE19 December 2016
Name
Securities Industry Essentials Examination
Series 713 October 1999
Name
General Securities Representative Examination

Individual record

Full name
Jonathan Wayne Butters
CRD
4017438
Firm
Wealth Enhancement Advisory Services, LLC
Registration status
No current adviser or broker registration
Firm bio
wealthenhancement.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Wealth Enhancement identifies Jonathan Butters as chief business development officer and says he leads the firm’s Custodial Referral Program sales team. It lists a B.S. from Kansas State University. Official firm biography

Education

Common questions

Where does Jonathan Butters work?

Jonathan Butters has been Chief Business Development Officer of Wealth Enhancement Advisory Services, LLC since March 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 20 August 2026

Does Jonathan Butters have a current investment-adviser registration?

Jonathan Butters has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Jonathan Butters passed?

Jonathan Butters has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 24 and SIE. The earliest, the Series 7, was passed in October 1999.

Source: IAPD individual record, checked 17 October 2026

Where was Jonathan Butters previously registered as an investment adviser?

Jonathan Butters has past investment-adviser registrations through Montage Investments, LLC, April 2011 to December 2016; Mariner Wealth Advisors, LLC, January 2011 to April 2011; Cbiz Retirement Plan Services, September 2010 to December 2011; Cbiz Wealth Management, LLC, September 2010 to May 2011; M&i Investment Management Corp., June 2010 to June 2010; Merrill Lynch Pierce Fenner & Smith Inc., December 2004 to April 2007; Lord Abbett & Co. LLC, October 2002 to October 2004, across 7 firms.

Source: IAPD individual record, checked 17 October 2026

Leadership at Wealth Enhancement Advisory Services

Sources

  1. IAPD individual record, CRD 4017438. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Wealth Enhancement Advisory Services, LLC, filed 20 August 2026. Title, control and ownership bands.
  3. Wealth Enhancement Advisory Services team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Jonathan Butters or Wealth Enhancement Advisory Services, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.