Role at Wealth Enhancement Advisory Services
- Title on Schedule A
- Chair of the Investment Committee and Chief Strategy Officer
- Control
- James Cahn is a control person of Wealth Enhancement Advisory Services.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- James Cahn has held the filed role since September 2020.
The firm
Form ADV filed 20 August 2026
Career on record
James Cahn has been registered through Wealth Enhancement Advisory Services since June 2012.
- Passed SIE · 2018
- Passed Series 7, Series 66 and Series 24 · 2012
- – present · 14 years, · Adviser representative · Firm CRD 116407
Registrations and exams
James Cahn has a current investment-adviser registration in Minnesota and New Mexico and has passed 4 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Minnesota | Investment adviser representative | Approved | 2 January 2014 |
| New Mexico | Investment adviser representative | Approved | 6 December 2023 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 18 June 2012 |
| Series 24 | General Securities Principal Examination | 27 October 2012 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 22 May 2012 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- James Loren Cahn
- CRD
- 6052512
- Registration status
- Investment adviser and broker registrations
- Firm bio
- wealthenhancement.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Wealth Enhancement identifies Jim Cahn as chair of its Investment Committee and chief strategy officer. The profile lists an M.B.A. from the University of Chicago Booth School of Business and a B.S. in economics and performance studies from Northwestern University. Official Wealth Enhancement biography
Education
- M.B.A., University of Chicago Booth School of BusinessOfficial Wealth Enhancement biography
- B.S. in Economics and Performance Studies, Northwestern UniversityOfficial Wealth Enhancement biography
Common questions
Where does James Cahn work?
James Cahn has been Chair of the Investment Committee and Chief Strategy Officer of Wealth Enhancement Advisory Services, LLC since September 2020, and is a control person of the firm.
Is James Cahn a financial advisor?
Yes. James Cahn has a current investment-adviser registration in Minnesota and New Mexico, through Wealth Enhancement Advisory Services since June 2012, as of 18 October 2026.
How many years of experience does James Cahn have?
James Cahn has worked in the financial industry for 14 years as of 18 October 2026, counted from 22 May 2012, across 1 adviser firm.
What exams has James Cahn passed?
James Cahn has passed 4 licensing exams: the Series 7, Series 66, Series 24 and SIE. The earliest, the Series 7, was passed in May 2012.
Leadership at Wealth Enhancement Advisory Services
- Jeffrey DekkoChief Manager and President
- Kelly WindorskiChief Financial Officer and Treasurer
- Joseph DieckhausChief Compliance Officer
- Michelle BrownsteinChief New Client Development Officer
- Jonathan ButtersChief Business Development Officer
- Aisling Carroll-TransomChief Partner Programs Officer
- Victoria DenaroAssistant Secretary
- William RiceSecretary
- Frederick ShidemanChief Platform Officer and Chief Information Security Officer
- Daniel StampfChief Product Officer
- Brian VnakChief Advisory Officer
- Eric WeissChief Growth Officer