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Aisling Carroll-transom

Chief Partner Programs Officer at Wealth Enhancement Advisory Services

Investment adviser registrationNew York, NYSEC record checked 17 October 2026

10
Years in the industry
2
Years at the firm
4
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

Aisling Carroll-transom is Chief Partner Programs Officer of Wealth Enhancement Advisory Services, LLC, a Plymouth investment adviser managing $122B. Aisling Carroll-transom has been registered through Wealth Enhancement Advisory Services since 30 September 2024, has 10 years in the industry across 4 firms and has passed the Series 7, Series 63, SIE and Series 65.

Role at Wealth Enhancement Advisory Services

Title on Schedule A
Chief Partner Programs Officer
Control
Aisling Carroll-transom is a control person of Wealth Enhancement Advisory Services.
Ownership
An individual ownership band is not available in the source record.
Tenure
Aisling Carroll-transom has held the filed role since March 2025.

The firm

Wealth Enhancement Advisory Services, LLC
Plymouth, MN

Form ADV filed 20 August 2026

$122B AUM85,001 clients850 advisers204 offices

Career on record

Aisling Carroll-transom has been registered through Wealth Enhancement Advisory Services since September 2024, and before that through Mariner Wealth Advisors and Firstpoint Financial, LLC.

Firms and exams, newest first
  1. Wealth Enhancement Advisory Services, LLCCurrent
    – present · 2 years
    New York, NY · Adviser representative · Firm CRD 116407
  2. Mariner Wealth Advisors
    – · 7 years
    New York, NY · Adviser representative · Firm CRD 140195
  3. Firstpoint Financial, LLC
    – · 2 years
    New York, NY · Adviser representative · Firm CRD 175252
  4. Firstpoint Financial, LLC
    – · 1 year
    New York, NY · Adviser representative · Firm CRD 168793
  5. Passed Series 65 · 2015
  6. Passed SIE · 2014
  7. Passed Series 63 · 2000
  8. Passed Series 7 · 1997

Registrations and exams

Aisling Carroll-transom has a current investment-adviser registration in New York and has passed 4 qualifying exams.

New York30 September 2024
Scope
Investment adviser representative
Status
Approved

Examinations

Series 655 May 2015
Name
Uniform Investment Adviser Law Examination
Series 636 November 2000
Name
Uniform Securities Agent State Law Examination
SIE17 December 2014
Name
Securities Industry Essentials Examination
Series 75 May 1997
Name
General Securities Representative Examination

Individual record

Full name
Aisling Marie-patricia Carroll-transom
CRD
2894186
Firm
Wealth Enhancement Advisory Services, LLC
Registration status
Investment adviser registration
Office
New York, NY

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Aisling Carroll-transom work?

Aisling Carroll-transom has been Chief Partner Programs Officer of Wealth Enhancement Advisory Services, LLC since March 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 20 August 2026

Is Aisling Carroll-transom a financial advisor?

Yes. Aisling Carroll-transom has a current investment-adviser registration in New York, through Wealth Enhancement Advisory Services since September 2024, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Aisling Carroll-transom have?

Aisling Carroll-transom has worked in the financial industry for 10 years as of 17 October 2026, counted from 10 December 2015, across 4 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has Aisling Carroll-transom passed?

Aisling Carroll-transom has passed 4 licensing exams: the Series 7, Series 63, SIE and Series 65. The earliest, the Series 7, was passed in May 1997.

Source: IAPD individual record, checked 17 October 2026

Where did Aisling Carroll-transom work before Wealth Enhancement Advisory Services?

Before Wealth Enhancement Advisory Services, Aisling Carroll-transom was registered through Mariner Wealth Advisors, March 2017 to February 2024; Firstpoint Financial, LLC, May 2015 to March 2017; Firstpoint Financial, LLC, May 2015 to January 2016.

Source: IAPD individual record, checked 17 October 2026

Where is Aisling Carroll-transom based?

Aisling Carroll-transom’s registered office is in New York, NY.

Source: IAPD individual record, checked 17 October 2026

Leadership at Wealth Enhancement Advisory Services

Sources

  1. IAPD individual record, CRD 2894186. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Wealth Enhancement Advisory Services, LLC, filed 20 August 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

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This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Aisling Carroll-transom or Wealth Enhancement Advisory Services, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.