Joe Chin has been an investment adviser representative at Plan Life & Wealth Management since January 2013, and is not listed among the firm’s executive officers or direct owners.
Plan Life & Wealth Management, Inc. is a Fresno, CA firm with $195M under management, 817 clients and 6 advisers in one office, as of its March 2026 filing.
Joe Chin’s longest registration is the current one, 13 years at Plan Life & Wealth Management since 2013. Before joining Plan Life & Wealth Management in 2013, Joe Chin was registered through Beechwood Wealth Advisors, LLC and KMS Financial Services, Inc.
- Beechwood Wealth Advisors, LLC– · 4 yearsFresno, CA · Adviser representative · Firm CRD 147113
- KMS Financial Services, Inc– · 1 yearFresno, CA · Adviser representative · Firm CRD 3866
- Park Avenue Securities LLC– · 3 yearsFresno, CA · Adviser representative · Firm CRD 46173
Investment adviser representative registrations
Joe Chin is registered as an investment adviser representative in California, since January 2013.
- CaliforniaSince 4 January 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 1 | Registered Representative Examination | 12 August 1980 |
- Name
- Registered Representative Examination
- Full name
- Joe Michael Chin
- CRD
- 714462
- Firm
- Plan Life & Wealth Management · CRD 44960
- Office
- 9 E RIVER PARK PL E, SUITE 440, Fresno, CA 93720-1530
- Registration
- Investment adviser registration
- In the industry since
- October 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Joe Chin work?
Joe Chin is an investment adviser representative registered through Plan Life & Wealth Management, Inc. since January 2013, and is not listed among the firm’s executive officers or direct owners.
Is Joe Chin a financial advisor?
Yes. Joe Chin has a current investment-adviser registration in California, through Plan Life & Wealth Management since January 2013.
How many years of experience does Joe Chin have?
Joe Chin has 23 years in the financial industry, since October 2003, across 4 adviser firms.
What exams has Joe Chin passed?
Joe Chin passed the Series 1 in August 1980.
Where did Joe Chin work before Plan Life & Wealth Management?
Before Plan Life & Wealth Management, Joe Chin was registered through Beechwood Wealth Advisors, LLC, July 2008 to December 2012; KMS Financial Services, Inc, February 2007 to April 2008; Park Avenue Securities LLC, July 2003 to January 2007.
Where is Joe Chin based?
Joe Chin’s registered office is in Fresno, CA.
Is Joe Chin registered with FINRA?
No. Joe Chin has no current broker registration.
How can I verify Joe Chin’s record?
Search CRD 714462 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joe Chin’s full registration record.
