Christie Thomas has been an investment adviser representative at Heffernan Advisory since June 2026, and is not listed among the firm’s executive officers or direct owners. Christie Thomas holds a Bachelor of Science in Business Administration with a concentration in Finance from Marist College.
Heffernan Advisory, Inc. is a Flagstaff, AZ firm with $410M under management, 357 clients and 5 advisers across 8 offices, as of its August 2026 filing.
Christie Thomas is Financial Advisor of Heffernan Financial. She designs customized investment and financial plans, with an emphasis on financial and retirement planning, to guide clients toward their goals. Her career includes positions at J.P. Morgan Chase & Co. and DoorDash, Inc.
Christie Thomas’ longest registration was 2 years at Global Retirement Partners LLC (2024–2026). Before joining Heffernan Advisory in 2026, Christie Thomas was registered through Global Retirement Partners LLC.
- Heffernan Advisory, Inc.Current– present · under a yearWalnut Creek, CA · Adviser representative · Firm CRD 116771
- Geneos Wealth Management, Inc.Also current– present · under a yearAdviser representative · Firm CRD 120894
- Global Retirement Partners LLC– · 2 yearsWalnut Creek, CA · Adviser representative · Firm CRD 172011
Investment adviser representative registrations
Christie Thomas is registered as an investment adviser representative in 3 states. Each was approved in June 2026.
- ArizonaSince 9 June 2026
- CaliforniaSince 2 June 2026
- North CarolinaSince 2 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 22 March 2024 |
| Series 7TO | General Securities Representative Examination | 8 February 2024 |
| SIE | Securities Industry Essentials Examination | 3 January 2024 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Christie Anna Thomas
- CRD
- 7831379
- Firm
- Heffernan Advisory · CRD 116771
- Office
- 1350 CARLBACK AVE, FL 2, Walnut Creek, CA 94596
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2024
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- heffernanfinancial.com
Where does Christie Thomas work?
Christie Thomas is an investment adviser representative registered through Heffernan Advisory, Inc. since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Christie Thomas a financial advisor?
Yes. Christie Thomas has a current investment-adviser registration in Arizona, California and North Carolina, through Heffernan Advisory since June 2026.
How many years of experience does Christie Thomas have?
Christie Thomas has 2 years in the financial industry, since February 2024, across 3 adviser firms.
What exams has Christie Thomas passed?
Christie Thomas has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in January 2024.
Where did Christie Thomas work before Heffernan Advisory?
Before Heffernan Advisory, Christie Thomas was registered through Global Retirement Partners LLC, April 2024 to June 2026.
Where is Christie Thomas based?
Christie Thomas’ registered office is in Walnut Creek, CA.
Is Christie Thomas registered with FINRA?
Yes. Christie Thomas has a current broker registration, under CRD 7831379.
Source: FINRA BrokerCheck
How can I verify Christie Thomas’ record?
Search CRD 7831379 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Christie Thomas’ full registration record.
