Blake Thibault has been Director of Heffernan Advisory since May 2023, is a control person of the firm and directly owns under 5% of it.
Heffernan Advisory, Inc. is a Flagstaff, AZ firm with $410M under management, 357 clients and 5 advisers across 8 offices, as of its August 2026 filing.
Blake Thibault’s longest registration is the current one, 11 years at Global Retirement Partners LLC since 2015.
- Heffernan Investment Advisors, Inc.– · under a yearSan Francisco, CA · Adviser representative · Firm CRD 118369
- Global Retirement Partners LLCAlso current– present · 11 yearsWalnut Creek, CA · Adviser representative · Firm CRD 172011
- LPL Financial LLC– · 9 yearsSan Francisco, CA · Adviser representative · Firm CRD 6413
- NRP Advisors, Inc.– · 2 yearsSan Francisco, CA · Adviser representative · Firm CRD 141430
- Financial Telesis, Inc.– · 1 yearSan Francisco, CA · Adviser representative · Firm CRD 31012
- Morgan Stanley– · 5 yearsOakland, CA · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Blake Thibault is registered as an investment adviser representative in 5 states. The first approvals date from January 2015; the most recent is Arizona, in February 2018.
- ArizonaSince 27 February 2018
- CaliforniaSince 12 January 2015
- OhioSince 4 August 2016
- OregonSince 15 January 2015
- WashingtonSince 28 January 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 May 1999 |
| Series 31 | Futures Managed Funds Examination | 10 May 1999 |
| Series 7 | General Securities Representative Examination | 20 April 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
- Full name
- Blake Alexander Thibault
- CRD
- 3195827
- Firm
- Heffernan Advisory · CRD 116771
- Role
- Director
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Blake Thibault work?
Blake Thibault has been Director of Heffernan Advisory, Inc. since May 2023, and is a control person of the firm.
Is Blake Thibault a financial advisor?
Yes. Blake Thibault has a current investment-adviser registration in Arizona, California, Ohio, Oregon and Washington.
How many years of experience does Blake Thibault have?
Blake Thibault has 27 years in the financial industry, since May 1999, across 6 adviser firms.
What exams has Blake Thibault passed?
Blake Thibault has passed 3 licensing exams: the Series 7, Series 31 and Series 66. The earliest, the Series 7, was passed in April 1999. FINRA credited Blake Thibault with the SIE, which began in October 2018.
Where was Blake Thibault previously registered as an investment adviser?
Blake Thibault has past investment-adviser registrations through Heffernan Investment Advisors, Inc., April 2016 to January 2017; LPL Financial LLC, November 2010 to June 2020; NRP Advisors, Inc., February 2008 to November 2010; Financial Telesis, Inc., April 2006 to March 2008; Morgan Stanley, November 2000 to January 2006, across 6 firms.
Is Blake Thibault registered with FINRA?
Yes. Blake Thibault has a current broker registration, under CRD 3195827.
Source: FINRA BrokerCheck
How can I verify Blake Thibault’s record?
Search CRD 3195827 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Blake Thibault’s full registration record.
