Philip Mortimer is a control person of Heffernan Advisory and directly owns under 5% of it.
Heffernan Advisory is an investment adviser based in Flagstaff, AZ, registered with the SEC since 2006. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $410 million, as filed on 6 August 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 8053569
- Firm
- Heffernan Advisory · CRD 116771
- Role
- Treasurer
- In role since
- December 2024 · 1 year
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Flagstaff, AZ
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Philip Mortimer work?
Philip Mortimer has been Treasurer of Heffernan Advisory, Inc. since December 2024, and is a control person of the firm.
How can I verify Philip Mortimer’s record?
Philip Mortimer’s role is listed on Heffernan Advisory, Inc.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 116771.
