Top 5 financial advisor firms in Roanoke

5 SEC-registered financial advisor firms are headquartered in Roanoke, VA, with $1.14B in combined regulatory assets under management. The largest by assets are Taylor Financial Group ($410M), Beacon Wealth Consultants ($278M) and Investment Management ($191M).

5
Financial advisor firms: $1.14B
Their combined AUM: $191M
Median firm AUM: 1,609
Clients of the top 5

The 5 largest by assets

1
Taylor Financial Group
RIA
$410M
0.35% to 1.00% a year
2
Beacon Wealth Consultants
RIA
$278M
0.65% to 2.00% a year
3
Investment Management
RIA
$191M
0.50% to 1.25% a year
4
PeakValley Wealth
RIA
$130M
0.60% to 1.20% a year
5
VIP Planners
RIA
$126M
1.00% to 1.50% a year

Profiles of the top 5

No. 1 · RIA

Taylor Financial Group

Taylor Financial Group is an investment adviser based in Roanoke, VA, registered with the SEC since 2003. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $410 million, as filed on 24 February 2026.

Taylor Financial Group charges 0.35%–1.00% a year for its Portfolio Management Services (Wrap Fee Program).

Regulatory AUM: $410M
Clients: 501
Advisory staff: 4
Founded: 1986
Fee schedule: 0.35% to 1.00% a year
Custodians: Pershing
Headquarters: 3102 Brambleton Avenue., SW, Roanoke, VA 24018
Phone: 540-774-7971
Website: taylorfg.com

No. 2 · RIA

Beacon Wealth Consultants

Beacon Wealth Consultants is an investment adviser based in Roanoke, VA, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and pension and profit-sharing plans. Its regulatory assets under management total $278 million, as filed on 18 August 2026.

Beacon Wealth Consultants charges 0.65%–2.00% a year for its Wealth Management Services.

Regulatory AUM: $278M
Clients: 537
Advisory staff: 15
Fee schedule: 0.65% to 2.00% a year
Custodians: Charles Schwab, MTG
Headquarters: 302 Washington Ave. SW, Roanoke, VA 24016-4312
Phone: 540-345-3891
Website: beaconwealth.com

No. 3 · RIA

Investment Management

Investment Management is an investment adviser based in Roanoke, VA, registered with the SEC since 2016. It provides investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $191 million, as filed on 26 February 2026.

Investment Management charges 0.50%–1.25% a year for its Investment Management.

Regulatory AUM: $191M
Clients: 193
Advisory staff: 3
Fee schedule: 0.50% to 1.25% a year
Minimum account: $100,000
Custodians: Fidelity
Headquarters: 1940 Electric RD, Roanoke, VA 24018-1621
Phone: 540-774-8899
Website: investmentmanagementcorp.com

No. 4 · RIA

PeakValley Wealth

PeakValley Wealth is an investment adviser based in Roanoke, VA, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $130 million, as filed on 9 February 2026.

PeakValley Wealth charges 0.60%–1.20% a year for its Investment Management.

Regulatory AUM: $130M
Clients: 169
Advisory staff: 4
Fee schedule: 0.60% to 1.20% a year
Custodians: Charles Schwab, T. Rowe Price Investment Services
Headquarters: 2762 Electric Road, Suite C, Roanoke, VA 24018
Phone: 540-904-7969
Website: peakvalleywealth.com

No. 5 · RIA

VIP Planners

VIP Planners is an investment adviser based in Roanoke, VA, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $126 million, as filed on 25 March 2026.

VIP Planners charges 1.00%–1.50% a year for its Portfolio Management Services.

Regulatory AUM: $126M
Clients: 209
Advisory staff: 3
Fee schedule: 1.00% to 1.50% a year
Minimum account: $100,000
Custodians: Fidelity
Headquarters: 1502 Franklin Road, SW, Roanoke, VA 24016
Phone: 540-342-1895
Website: vipplanners.com

Questions about financial advisors in Roanoke

How many financial advisor firms are headquartered in Roanoke?

5 SEC-registered financial advisor firms report their principal office in Roanoke, VA, managing $1.14B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Roanoke?

Taylor Financial Group, with $410M in regulatory assets under management on its latest Form ADV. The next largest are Beacon Wealth Consultants ($278M) and Investment Management ($191M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Roanoke?

The median firm manages $191M in regulatory assets. That is the midpoint of the 5 firms headquartered in Roanoke.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Roanoke charge?

Of the 5 largest firms, 5 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 2.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Roanoke?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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