Top 5 financial advisor firms in Glen Allen

5 SEC-registered financial advisor firms are headquartered in Glen Allen, VA, with $2.31B in combined regulatory assets under management. The largest by assets are The Capital Management ($826M), The Main Street Group ($515M) and Steelhead Wealth Management ($342M).

5
Financial advisor firms: $2.31B
Their combined AUM: $342M
Median firm AUM: 2,025
Clients of the top 5

The 5 largest by assets

1
The Capital Management
RIA
$826M
0.50% to 1.00% a year
2
The Main Street Group
RIA
$515M
Regulatory AUM
3
Steelhead Wealth Management
RIA
$342M
0.65% to 1.45%
4
Claris Financial
RIA
$330M
1.50% to 2.50% a year
5
Kinloch Capital
RIA
$301M
0.35% to 2.00% a year

Profiles of the top 5

No. 1 · RIA

The Capital Management

The Capital Management is an investment adviser based in Glen Allen, VA, registered with the SEC since 1977. It provides investment management. Its clients include high-net-worth individuals, charitable organizations and individual clients. Its regulatory assets under management total $826 million, as filed on 2 July 2026.

The Capital Management charges 0.50%–1.00% a year for its Balanced and Equity Portfolios.

Regulatory AUM: $826M
Clients: 196
Advisory staff: 7
Founded: 1964
Fee schedule: 0.50% to 1.00% a year
Custodians: Charles Schwab, Fidelity
Headquarters: 4101 Cox Road, Suite 110, Glen Allen, VA 23060
Phone: 804-270-4000
Website: cmcva.com

No. 2 · RIA

The Main Street Group

The Main Street Group is an investment adviser based in Glen Allen, VA, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and pension and profit-sharing plans. Its regulatory assets under management total $515 million, as filed on 14 September 2026.

Regulatory AUM: $515M
Clients: 765
Advisory staff: 8
Founded: 2005
Custodians: Charles Schwab
Headquarters: 4510 Cox Road, Suite 102, Glen Allen, VA 23060
Phone: 804-270-4470
Website: themainstreetgroup.com

No. 3 · RIA

Steelhead Wealth Management

Steelhead Wealth Management is an investment adviser based in Glen Allen, VA, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $342 million, as filed on 19 March 2026.

Steelhead Wealth Management charges 0.65%–1.45% for its Investment Management (Individual Accounts). The brochure does not state whether the rate is annual.

Regulatory AUM: $342M
Clients: 280
Advisory staff: 3
Founded: 2025
Fee schedule: 0.65% to 1.45%
Custodians: Charles Schwab
Headquarters: 4121 Cox RD, Suite 102, Glen Allen, VA 23060
Phone: 804-548-0781
Website: steelheadwealth.com

No. 4 · RIA

Claris Financial

Claris Financial is an investment adviser based in Glen Allen, VA, registered with the SEC since 2019. It provides investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $330 million, as filed on 30 March 2026.

Claris Financial charges 1.50%–2.50% a year for its Portfolio Management Service.

Regulatory AUM: $330M
Clients: 599
Advisory staff: 5
Fee schedule: 1.50% to 2.50% a year
Custodians: Charles Schwab
Headquarters: 4510 Cox RD., Suite 302, Glen Allen, VA 23060
Phone: 804-935-3000
Website: clarisfinancial.com

No. 5 · RIA

Kinloch Capital

Kinloch Capital is an investment adviser based in Glen Allen, VA, registered with the SEC since 2019. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $301 million, as filed on 31 March 2026.

Kinloch Capital charges 0.35%–2.00% a year for its Asset Management.

Regulatory AUM: $301M
Clients: 185
Advisory staff: 5
Founded: 2019
Fee schedule: 0.35% to 2.00% a year
Custodians: Charles Schwab
Headquarters: 4801 Cox Road, Suite 200, Glen Allen, VA 23060
Phone: 804-956-4550
Website: kinlochcapital.com

Questions about financial advisors in Glen Allen

How many financial advisor firms are headquartered in Glen Allen?

5 SEC-registered financial advisor firms report their principal office in Glen Allen, VA, managing $2.31B in regulatory assets between them. The other 2 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Glen Allen?

The Capital Management, with $826M in regulatory assets under management on its latest Form ADV. The next largest are The Main Street Group ($515M) and Steelhead Wealth Management ($342M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Glen Allen?

The median firm manages $342M in regulatory assets. That is the midpoint of the 5 firms headquartered in Glen Allen.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Glen Allen charge?

Of the 5 largest firms, 4 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 2.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Glen Allen?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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