PeakValley Wealth provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 11–25 clients last fiscal year.
PeakValley Wealth reports 169 clients. They include 104 individual clients, 49 high-net-worth individuals, and 13 corporations and other businesses. Of its assets, 96.4% ($126M across 390 accounts) are managed with discretion; $4.71M across 91 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 62% | 24% |
| High-net-worth individuals | 29% | 58% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | 8% | 16% |
| Other | 1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 104 | $31.8M | 24.4% | $306K |
| High-net-worth individuals | 49 | $75.5M | 58.0% | $1.54M |
| Charitable organizations | Fewer than 5 | $263K | 0.2% | $263K |
| Corporations and other businesses | 13 | $21.3M | 16.3% | $1.64M |
| Other | Fewer than 5 | $1.39M | 1.1% | $696K |
| Total | 169 | $130M | 100% | — |
- Clients
- 104
- Regulatory AUM
- $31.8M
- AUM share
- 24.4%
- Avg. per client
- $306K
- Clients
- 49
- Regulatory AUM
- $75.5M
- AUM share
- 58.0%
- Avg. per client
- $1.54M
- Clients
- Fewer than 5
- Regulatory AUM
- $263K
- AUM share
- 0.2%
- Avg. per client
- $263K
- Clients
- 13
- Regulatory AUM
- $21.3M
- AUM share
- 16.3%
- Avg. per client
- $1.64M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.39M
- AUM share
- 1.1%
- Avg. per client
- $696K
Total
- Clients
- 169
- Regulatory AUM
- $130M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
PeakValley Wealth charges 0.60%–1.20% a year for its Investment Management. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.20% |
| $1M–$2M | 1.00% |
| $2M–$3M | 0.80% |
| $3M and above | 0.60% |
Fee details and sources
Other fees
- ERISA Plan Services
- Plan fees are charged on plan market value at an annual negotiable rate that does not exceed 1.0% of plan assets.
- Financial Planning (non-managed assets)
- Financial planning for clients without assets managed by PVW is billed at an hourly rate of $250, which is negotiable.
Benjamin Shrader owns 75% or more of PeakValley Wealth. The leadership team of PeakValley Wealth includes Chief Compliance Officer Erin Muterspaugh. It has 4 employees.
Leadership
- Erin MuterspaughChief Compliance Officer
Benjamin ShraderManaging Member
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- 2 insurance agents
- Owns 75% or more of Peakvalley Wealth, LLC
Benjamin Shrader
Control person · since September 2012
PeakValley Wealth’s regulatory assets grew from $107M (March 2025) to $130M (February 2026); clients were 169 in both filings and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $130M | 169 | 4 | 3 |
| March 2025 | $107M | 163 | 4 | 3 |
Besides its headquarters, PeakValley Wealth has 2 offices, with 3 listed addresses in Virginia and West Virginia.
Virginia · 2 listed addresses
- 2762 Electric Road, Suite C, RoanokeHQ
- 242 Main Street, Tazewell
West Virginia · 1 listed address
- 210 S. Walker Street, Princeton
Contact and registration details
- Legal name
- Peakvalley Wealth, LLC
- Headquarters
- 2762 Electric Road, Suite C, Roanoke, VA 24018
- Website
- peakvalleywealth.com
- Phone
- 540-904-7969
- SEC file
- 801-132121
- Structure
- Virginia LLC
- Fiscal year end
- December
PeakValley Wealth uses Charles Schwab ($107M, 84%) and T. Rowe Price Investment Services ($20.8M, 16%) as custodians for its separately managed accounts. PeakValley Wealth does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $107M84%
- T. Rowe Price Investment ServicesT. Rowe Price Investment Services, Inc. · Baltimore, MD · $20.8M16%
At year end, PeakValley Wealth’s separately managed accounts were mostly in funds (93%).
What the accounts hold
- Stocks3%
- Exchange-traded equities2%
- Non-exchange-traded equities1%
- Funds93%
- Registered funds92%
- Pooled vehicles1%
- Bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash1%
How many clients does PeakValley Wealth have?
PeakValley Wealth has 169 clients and manages $130 million for them, as of February 2026. They include 104 individual clients, 49 high-net-worth individuals, and 13 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 9 February 2026
What services does PeakValley Wealth offer?
PeakValley Wealth provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does PeakValley Wealth charge?
PeakValley Wealth charges 0.60%–1.20% a year for its Investment Management. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Which custodians does PeakValley Wealth use?
PeakValley Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $107M and T. Rowe Price Investment Services, Inc. (Baltimore, MD), with $20.8M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 February 2026
How many financial advisors does PeakValley Wealth have?
PeakValley Wealth has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does PeakValley Wealth invest in?
At the end of its last fiscal year, PeakValley Wealth’s separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 2% exchange-traded equities, 1% non-exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds, 1% pooled vehicles (private funds and similar) and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns PeakValley Wealth?
PeakValley Wealth’s direct owner is Benjamin Shrader (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 9 February 2026
How does PeakValley Wealth get paid?
PeakValley Wealth is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact PeakValley Wealth?
PeakValley Wealth’s main office is at 2762 Electric Road, Suite C, Roanoke, VA 24018. Its phone number is 540-904-7969. Its website is peakvalleywealth.com.