Investment Management provides portfolio management for individuals and small businesses and portfolio management for institutions.
Investment Management reports 193 clients. They include 135 individual clients, 49 high-net-worth individuals, and 6 pension and profit-sharing plans. Of its assets, 100.0% ($191M across 666 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 70% | 18% |
| High-net-worth individuals | 25% | 77% |
| Pension and profit-sharing plans | 3% | 5% |
| Corporations and other businesses | 2% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 135 | $34.8M | 18.2% | $258K |
| High-net-worth individuals | 49 | $148M | 77.2% | $3.01M |
| Pension and profit-sharing plans | 6 | $8.65M | 4.5% | $1.44M |
| Corporations and other businesses | Fewer than 5 | $45.5K | 0.0% | $15.2K |
| Total | 193 | $191M | 100% | — |
- Clients
- 135
- Regulatory AUM
- $34.8M
- AUM share
- 18.2%
- Avg. per client
- $258K
- Clients
- 49
- Regulatory AUM
- $148M
- AUM share
- 77.2%
- Avg. per client
- $3.01M
- Clients
- 6
- Regulatory AUM
- $8.65M
- AUM share
- 4.5%
- Avg. per client
- $1.44M
- Clients
- Fewer than 5
- Regulatory AUM
- $45.5K
- AUM share
- 0.0%
- Avg. per client
- $15.2K
Total
- Clients
- 193
- Regulatory AUM
- $191M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Investment Management charges 0.50%–1.25% a year for its Investment Management. The fee is billed in advance, is not negotiable, has a $1,250 annual minimum and requires an account of at least $100,000.
Fee details and sources
John Tinaglia owns 75% or more of Investment Management. The leadership team of Investment Management includes President John Tinaglia. It has 6 employees, 3 of them in advisory roles.
Leadership
- John TinagliaPresident/Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Investment Management Corporation
John Tinaglia
Control person · since January 1986
Investment Management’s regulatory assets grew from $133M (March 2021) to $191M (February 2026); clients rose from 159 to 193 and employees were 6 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $191M | 193 | 6 | 2 |
| March 2025 | $170M | 182 | 6 | 2 |
| March 2024 | $149M | 171 | 7 | 2 |
| March 2023 | $143M | 166 | 6 | 2 |
| March 2022 | $132M | 160 | 6 | 2 |
| March 2021 | $133M | 159 | 6 | 2 |
Besides its headquarters, Investment Management has 1 office, with 2 listed addresses in South Carolina and Virginia.
South Carolina · 1 listed address
- 3003 Dunes West BLVD #17, MT Pleasant
Virginia · 1 listed address
- 1940 Electric RD, RoanokeHQ
Contact and registration details
- Legal name
- Investment Management Corporation
- Headquarters
- 1940 Electric RD, Roanoke, VA 24018-1621
- Website
- investmentmanagementcorp.com
- Phone
- 540-774-8899
- SEC file
- 801-107457
- Structure
- Virginia corporation
- Fiscal year end
- December
Investment Management uses Fidelity ($191M) as custodian for its separately managed accounts. Investment Management does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $191M100%
At year end, Investment Management’s separately managed accounts were mostly in stocks (65%) and funds (25%).
What the accounts hold
- Stocks65%
- Funds25%
- Cash10%
How many clients does Investment Management have?
Investment Management has 193 clients and manages $191 million for them, as of February 2026. They include 135 individual clients, 49 high-net-worth individuals, and 6 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 February 2026
What services does Investment Management offer?
Investment Management provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Investment Management charge?
Investment Management charges 0.50%–1.25% a year for its Investment Management. The fee is billed in advance, is not negotiable, has a $1,250 annual minimum and requires an account of at least $100,000.
Source: INVESTMENT MANAGEMENT CORPORATION BROCHURE, filed 26 February 2026
Which custodians does Investment Management use?
Investment Management’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $191M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 February 2026
How many financial advisors does Investment Management have?
Investment Management has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Investment Management invest in?
At the end of its last fiscal year, Investment Management’s separately managed accounts held 65% exchange-traded equities, 25% registered funds (mutual funds, ETFs, BDCs) and 10% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Investment Management have a minimum investment?
Yes, Investment Management’s minimum account size for its Investment Management is $100K. It charges a $1.25K annual minimum fee.
Source: INVESTMENT MANAGEMENT CORPORATION BROCHURE, filed 26 February 2026
Who owns Investment Management?
Investment Management’s direct owner is John Tinaglia (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 26 February 2026
How does Investment Management get paid?
Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Investment Management?
Investment Management’s main office is at 1940 Electric RD, Roanoke, VA 24018-1621. Its phone number is 540-774-8899. Its website is investmentmanagementcorp.com.