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John Tinaglia

President/Chief Compliance Officer at Investment Management in Roanoke, VA

Investment adviser registrationUpdated

John Tinaglia is President/Chief Compliance Officer of Investment Management Corporation, an investment adviser managing $191M, and works from its Roanoke, VA office. John Tinaglia has been registered as an investment adviser representative through Investment Management since 9 March 1988, has 38 years in the industry across 1 firm and has passed the Series 1 and Series 63.

38
Years in industry
38
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

John Tinaglia has been President/Chief Compliance Officer of Investment Management since January 1986, is a control person of the firm and directly owns 75% or more of it.

Investment Management Corporation is a Roanoke, VA firm with $191M under management, 193 clients and 3 advisers across 2 offices, as of its February 2026 filing.

  1. – present · 38 years
    Roanoke, VA · Adviser representative · Firm CRD 107246

Credentials and registrations

Investment adviser representative registrations

John Tinaglia is registered as an investment adviser representative in Virginia, since March 1988.

  • VirginiaSince 9 March 1988

Examinations

Series 6320 September 1983
Name
Uniform Securities Agent State Law Examination
Series 116 November 1974
Name
Registered Representative Examination

Key facts

Full name
John Gregory Tinaglia
CRD
800980
Firm
Investment Management · CRD 107246
Role
President/Chief Compliance Officer
Office
1940 ELECTRIC ROAD, Roanoke, VA 24018
Registration
Investment adviser registration
In the industry since
March 1988
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does John Tinaglia work?

John Tinaglia has been President/Chief Compliance Officer of Investment Management Corporation since January 1986, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 26 February 2026

Is John Tinaglia a financial advisor?

Yes. John Tinaglia has a current investment-adviser registration in Virginia, through Investment Management since March 1988.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does John Tinaglia have?

John Tinaglia has 38 years in the financial industry, since March 1988, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has John Tinaglia passed?

John Tinaglia has passed 2 licensing exams: the Series 1 and Series 63. The earliest, the Series 1, was passed in November 1974.

Source: IAPD individual record, checked 22 October 2026

Where is John Tinaglia based?

John Tinaglia’s registered office is in Roanoke, VA.

Source: IAPD individual record, checked 22 October 2026

Is John Tinaglia registered with FINRA?

No. John Tinaglia has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify John Tinaglia’s record?

Search CRD 800980 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Tinaglia’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 800980, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Investment Management Corporation, filed 26 February 2026. Title, control and ownership bands.