Denise Heimel has been an investment adviser representative at Investment Management since June 2023, and is not listed among the firm’s executive officers or direct owners.
Investment Management Corporation is a Roanoke, VA firm with $191M under management, 193 clients and 3 advisers across 2 offices, as of its February 2026 filing.
Denise Heimel’s longest registration was 7 years at Ameriprise Financial Services, Inc. (2004–2012). Before joining Investment Management in 2023, Denise Heimel was registered through Morgan Stanley and H&H Retirement Design and Management Inc.
- – present · 3 yearsRoanoke, VA · Adviser representative · Firm CRD 107246
- Morgan Stanley– · under a yearRoanoke, VA · Adviser representative · Firm CRD 149777
- H&H Retirement Design and Management Inc– · under a yearCheyenne, WY · Adviser representative · Firm CRD 171750
- Charles Schwab & Co., Inc.– · 2 yearsCheyenne, WY · Adviser representative · Firm CRD 5393
- LPL Financial LLC– · 3 yearsFort Collins, CO · Adviser representative · Firm CRD 6413
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearFort Collins, CO · Adviser representative · Firm CRD 7691
- Ameriprise Financial Services, Inc.– · 7 yearsBellevue, WA · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Denise Heimel is registered as an investment adviser representative in Virginia, since June 2023.
- VirginiaSince 8 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 November 2004 |
| Series 7 | General Securities Representative Examination | 8 November 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Denise L Heimel
- CRD
- 4863466
- Firm
- Investment Management · CRD 107246
- Office
- 1940 ELECTRIC RD, Roanoke, VA 24018-1621
- Registration
- Investment adviser registration
- In the industry since
- November 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Denise Heimel work?
Denise Heimel is an investment adviser representative registered through Investment Management Corporation since June 2023, and is not listed among the firm’s executive officers or direct owners.
Is Denise Heimel a financial advisor?
Yes. Denise Heimel has a current investment-adviser registration in Virginia, through Investment Management since June 2023.
How many years of experience does Denise Heimel have?
Denise Heimel has 16 years in the financial industry, since November 2009, across 7 adviser firms.
What exams has Denise Heimel passed?
Denise Heimel has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2004. FINRA credited Denise Heimel with the SIE, which began in October 2018.
Where did Denise Heimel work before Investment Management?
Before Investment Management, Denise Heimel was registered through Morgan Stanley, November 2022 to March 2023; H&H Retirement Design and Management Inc, June 2021 to July 2021; Charles Schwab & Co., Inc., January 2019 to April 2021; LPL Financial LLC, May 2014 to June 2017; Merrill Lynch, Pierce, Fenner & Smith Incorporated, December 2012 to December 2012; Ameriprise Financial Services, Inc., November 2004 to July 2012.
Where is Denise Heimel based?
Denise Heimel’s registered office is in Roanoke, VA.
Is Denise Heimel registered with FINRA?
No. Denise Heimel has no current broker registration.
How can I verify Denise Heimel’s record?
Search CRD 4863466 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Denise Heimel’s full registration record.