Kevin Warman has been an investment adviser representative at Investment Management since April 2014, and is not listed among the firm’s executive officers or direct owners.
Investment Management Corporation is a Roanoke, VA firm with $191M under management, 193 clients and 3 advisers across 2 offices, as of its February 2026 filing.
Kevin Warman’s longest registration is the current one, 12 years at Investment Management since 2014. Before joining Investment Management in 2014, Kevin Warman was registered through Esi Financial Advisors.
- – present · 12 yearsRoanoke, VA · Adviser representative · Firm CRD 107246
- Esi Financial Advisors– · 2 yearsRoanoke, VA · Adviser representative · Firm CRD 265
Investment adviser representative registrations
Kevin Warman is registered as an investment adviser representative in Virginia, since April 2014.
- VirginiaSince 2 April 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 2 July 2011 |
| Series 7 | General Securities Representative Examination | 13 June 2011 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kevin William Warman
- CRD
- 5928763
- Firm
- Investment Management · CRD 107246
- Office
- 1940 ELECTRIC RD, Roanoke, VA 24018-1621
- Registration
- Investment adviser registration
- In the industry since
- October 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Kevin Warman work?
Kevin Warman is an investment adviser representative registered through Investment Management Corporation since April 2014, and is not listed among the firm’s executive officers or direct owners.
Is Kevin Warman a financial advisor?
Yes. Kevin Warman has a current investment-adviser registration in Virginia, through Investment Management since April 2014.
How many years of experience does Kevin Warman have?
Kevin Warman has 15 years in the financial industry, since October 2011, across 2 adviser firms.
What exams has Kevin Warman passed?
Kevin Warman has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in June 2011.
Where did Kevin Warman work before Investment Management?
Before Investment Management, Kevin Warman was registered through Esi Financial Advisors, July 2011 to December 2013.
Where is Kevin Warman based?
Kevin Warman’s registered office is in Roanoke, VA.
Is Kevin Warman registered with FINRA?
No. Kevin Warman has no current broker registration.
How can I verify Kevin Warman’s record?
Search CRD 5928763 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kevin Warman’s full registration record.