Top 10 financial advisor firms in Vermont

28 SEC-registered financial advisor firms are headquartered in Vermont, with $16.8B in combined regulatory assets under management. The largest by assets are Manchester Capital Management ($2.83B), Maple Capital Management ($2.58B) and Pathway Financial Advisors ($1.65B).

28
Financial advisor firms: $16.8B
Their combined AUM: $284M
Median firm AUM: 6,255
Clients of the top 10

The 10 largest by assets

1
Manchester Capital Management
RIA
$2.83B
0.40% to 1.00% a year
2
Maple Capital Management
RIA
$2.58B
0.23% to 1.25%
3
Pathway Financial Advisors
RIA
$1.65B
Regulatory AUM
4
One Day in July
RIA
$1.36B
0.13% to 0.75% a year
5
Hanson & Doremus Investment Management
RIA
$1.06B
0.25% to 0.85% a year
6
SilverLake Wealth Management
RIA
$849M
0.50% to 1.50%
7
Rock Point Advisors
RIA
$656M
0.50% to 1.20% a year
8
Addison Advisors
RIA
$583M
0.30% to 1.00% a year
9
Clean Yield Group
RIA
$571M
0.60% to 1.00% a year
10
M. Kraus & Company
RIA
$559M
0.50% to 1.00% a year

Profiles of the top 10

No. 1 · RIA

Manchester Capital Management

Manchester Capital Management is an investment adviser based in Manchester, VT, registered with the SEC since 1993. It provides financial planning and investment management. Its clients include high-net-worth individuals, pooled investment vehicles and charitable organizations. Its regulatory assets under management total $2.83 billion, as filed on 6 July 2026.

Manchester Capital Management charges 0.40%–1.00% a year for its Investment Advisory Services.

Regulatory AUM: $2.83B
Clients: 234
Advisory staff: 14
Fee schedule: 0.40% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 3657 Main Street, Manchester, VT 05254
Phone: 802-362-4410
Website: mcmllc.com

No. 2 · RIA

Maple Capital Management

Maple Capital Management is an investment adviser based in Montpelier, VT, registered with the SEC since 2004. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $2.58 billion, as filed on 5 August 2026.

Maple Capital Management charges 0.23%–1.25% for its Clients Working Directly with MCM. The brochure does not state whether the rate is annual.

Regulatory AUM: $2.58B
Clients: 1,597
Advisory staff: 27
Founded: 2004
Fee schedule: 0.23% to 1.25%
Custodians: Charles Schwab
Headquarters: 535 Stone Cutters Way, Montpelier, VT 05602
Phone: 802-229-2838
Website: maplecapital.com

No. 3 · RIA

Pathway Financial Advisors

Pathway Financial Advisors is an investment adviser based in South Burlington, VT, registered with the SEC since 2005. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $1.65 billion, as filed on 31 July 2026.

Regulatory AUM: $1.65B
Clients: 253
Advisory staff: 7
Custodians: Charles Schwab, Fidelity, John Hancock Trust
Headquarters: 725 Community Drive, Suite 402, South Burlington, VT 05403
Phone: 802-660-7086
Website: pathwayadvisors.com

No. 4 · RIA

One Day in July

One Day in July is an investment adviser based in Burlington, VT, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $1.36 billion, as filed on 30 September 2026.

One Day in July charges 0.125%–0.75% a year for its Advisory Fee.

Regulatory AUM: $1.36B
Clients: 1,381
Advisory staff: 13
Founded: 2016
Fee schedule: 0.13% to 0.75% a year
Custodians: Charles Schwab
Headquarters: 77 College St. #3a, Burlington, VT 05401
Phone: 802-503-8280
Website: onedayinjuly.com

No. 5 · RIA

Hanson & Doremus Investment Management

Hanson & Doremus Investment Management is an investment adviser based in Burlington, VT, registered with the SEC since 1998. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $1.06 billion, as filed on 28 September 2026.

Hanson & Doremus Investment Management charges 0.25%–0.85% a year for its Investment Advisory Services.

Regulatory AUM: $1.06B
Clients: 622
Advisory staff: 10
Founded: 1995
Fee schedule: 0.25% to 0.85% a year
Custodians: Charles Schwab
Headquarters: 431 Pine Street, Suite 302, Burlington, VT 05401
Phone: 802-658-2668
Website: hansondoremus.com

No. 6 · RIA

SilverLake Wealth Management

SilverLake Wealth Management is an investment adviser based in Williston, VT, registered with the SEC since 2015. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $849 million, as filed on 1 July 2026.

SilverLake Wealth Management charges 0.50%–1.50% for its Investment Management Services. The brochure does not state whether the rate is annual.

Regulatory AUM: $849M
Clients: 1,072
Advisory staff: 11
Founded: 2002
Fee schedule: 0.50% to 1.50%
Custodians: Fidelity, Charles Schwab
Headquarters: 33 Blair Park Road, Suite 100, Williston, VT 05495
Phone: 802-857-5083
Website: silverlakewealth.com

No. 7 · RIA

Rock Point Advisors

Rock Point Advisors is an investment adviser based in Burlington, VT, registered with the SEC since 2004. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $656 million, as filed on 24 March 2026.

Rock Point Advisors charges 0.50%–1.20% a year for its Fee Schedule for Advisory Services.

Regulatory AUM: $656M
Clients: 243
Advisory staff: 5
Founded: 2004
Fee schedule: 0.50% to 1.20% a year
Custodians: Charles Schwab, Fidelity
Headquarters: 77 College Street, 4th Floor, Burlington, VT 05401-4014
Phone: 802-864-2266
Website: rockpointadvisors.com

No. 8 · RIA

Addison Advisors

Addison Advisors is an investment adviser based in Middlebury, VT, registered with the SEC since 2019. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $583 million, as filed on 17 February 2026.

Addison Advisors charges 0.30%–1.00% a year for its Comprehensive Wealth Management.

Regulatory AUM: $583M
Clients: 368
Advisory staff: 6
Founded: 2010
Fee schedule: 0.30% to 1.00% a year
Custodians: Charles Schwab, Pershing
Headquarters: 88 Main Street, Middlebury, VT 05753
Phone: 802-388-6300
Website: marbletrail.com

No. 9 · RIA

Clean Yield Group

Clean Yield Group is an investment adviser based in Norwich, VT, registered with the SEC since 1986. It provides investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $571 million, as filed on 3 March 2026.

Clean Yield Group charges 0.60%–1.00% a year for its Asset management services.

Regulatory AUM: $571M
Clients: 257
Advisory staff: 8
Founded: 1986
Fee schedule: 0.60% to 1.00% a year
Minimum account: $1,000,000
Custodians: Charles Schwab
Headquarters: 16 Beaver Meadow RD., Norwich, VT 05055
Phone: 802-526-2525
Website: cleanyield.com

No. 10 · RIA

M. Kraus & Company

M. Kraus & Company is an investment adviser based in Shelburne, VT, registered with the SEC since 1996. It provides investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $559 million, as filed on 3 August 2026.

M. Kraus & Company charges 0.50%–1.00% a year for its Investment Advisory Services.

Regulatory AUM: $559M
Clients: 228
Advisory staff: 5
Founded: 1996
Fee schedule: 0.50% to 1.00% a year
Minimum account: $500,000
Custodians: Charles Schwab
Headquarters: 4076 Shelburne Road, Building A, Suite 7-C, Shelburne, VT 05482
Phone: 802-985-2620
Website: mkrausco.com

Questions about financial advisors in Vermont

How many financial advisor firms are headquartered in Vermont?

28 SEC-registered financial advisor firms report their principal office in Vermont, managing $16.8B in regulatory assets between them. The other 5 advisers headquartered in the state are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Vermont?

Manchester Capital Management, with $2.83B in regulatory assets under management on its latest Form ADV. The next largest are Maple Capital Management ($2.58B) and Pathway Financial Advisors ($1.65B).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Vermont?

The median firm manages $284M in regulatory assets. That is the midpoint of the 28 firms headquartered in Vermont.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Vermont charge?

Of the 10 largest firms, 9 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.75% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Vermont?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the state and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters state.

Source: Niva directory methodology

Vermont has 28 financial advisor firms; see every adviser in the state →

The 10 largest by assets

Profiles of the top 10

Questions about financial advisors in Vermont

Top financial advisor firms by city in Vermont