Top 5 financial advisor firms in Burlington

5 SEC-registered financial advisor firms are headquartered in Burlington, VT, with $3.43B in combined regulatory assets under management. The largest by assets are One Day in July ($1.36B), Hanson & Doremus Investment Management ($1.06B) and Rock Point Advisors ($656M).

5
Financial advisor firms: $3.43B
Their combined AUM: $656M
Median firm AUM: 2,849
Clients of the top 5

The 5 largest by assets

1
One Day in July
RIA
$1.36B
0.13% to 0.75% a year
2
Hanson & Doremus Investment Management
RIA
$1.06B
0.25% to 0.85% a year
3
Rock Point Advisors
RIA
$656M
0.50% to 1.20% a year
4
Westview Management
RIA
$229M
0.75% to 1.00% a year
5
44 North Capital
RIA
$125M
Up to 1.25% a year

Profiles of the top 5

No. 1 · RIA

One Day in July

One Day in July is an investment adviser based in Burlington, VT, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $1.36 billion, as filed on 30 September 2026.

One Day in July charges 0.125%–0.75% a year for its Advisory Fee.

Regulatory AUM: $1.36B
Clients: 1,381
Advisory staff: 13
Founded: 2016
Fee schedule: 0.13% to 0.75% a year
Custodians: Charles Schwab
Headquarters: 77 College St. #3a, Burlington, VT 05401
Phone: 802-503-8280
Website: onedayinjuly.com

No. 2 · RIA

Hanson & Doremus Investment Management

Hanson & Doremus Investment Management is an investment adviser based in Burlington, VT, registered with the SEC since 1998. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $1.06 billion, as filed on 28 September 2026.

Hanson & Doremus Investment Management charges 0.25%–0.85% a year for its Investment Advisory Services.

Regulatory AUM: $1.06B
Clients: 622
Advisory staff: 10
Founded: 1995
Fee schedule: 0.25% to 0.85% a year
Custodians: Charles Schwab
Headquarters: 431 Pine Street, Suite 302, Burlington, VT 05401
Phone: 802-658-2668
Website: hansondoremus.com

No. 3 · RIA

Rock Point Advisors

Rock Point Advisors is an investment adviser based in Burlington, VT, registered with the SEC since 2004. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $656 million, as filed on 24 March 2026.

Rock Point Advisors charges 0.50%–1.20% a year for its Fee Schedule for Advisory Services.

Regulatory AUM: $656M
Clients: 243
Advisory staff: 5
Founded: 2004
Fee schedule: 0.50% to 1.20% a year
Custodians: Charles Schwab, Fidelity
Headquarters: 77 College Street, 4th Floor, Burlington, VT 05401-4014
Phone: 802-864-2266
Website: rockpointadvisors.com

No. 4 · RIA

Westview Management

Westview Management is an investment adviser based in Burlington, VT, registered with the SEC since 2019. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and state or municipal government entities. Its regulatory assets under management total $229 million, as filed on 18 February 2026.

Westview Management charges 0.75%–1.00% a year for its Investment Management Services.

Regulatory AUM: $229M
Clients: 165
Advisory staff: 4
Founded: 2019
Fee schedule: 0.75% to 1.00% a year
Custodians: Charles Schwab, Fidelity
Headquarters: 118 Pine St., Burlington, VT 05401
Phone: 802-489-5342
Website: westviewinvest.com

No. 5 · RIA

44 North Capital

44 North Capital is an investment adviser based in Burlington, VT, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $125 million, as filed on 26 August 2026.

44 North Capital charges up to 1.25% a year for its Investment Management Services.

Regulatory AUM: $125M
Clients: 438
Advisory staff: 2
Fee schedule: Up to 1.25% a year
Custodians: Fidelity
Headquarters: 431 Pine Street, Suite 114, Burlington, VT 05401
Phone: 802-300-0614
Website: 44ncap.com

Questions about financial advisors in Burlington

How many financial advisor firms are headquartered in Burlington?

5 SEC-registered financial advisor firms report their principal office in Burlington, VT, managing $3.43B in regulatory assets between them. The other 3 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Burlington?

One Day in July, with $1.36B in regulatory assets under management on its latest Form ADV. The next largest are Hanson & Doremus Investment Management ($1.06B) and Rock Point Advisors ($656M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Burlington?

The median firm manages $656M in regulatory assets. That is the midpoint of the 5 firms headquartered in Burlington.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Burlington charge?

Of the 5 largest firms, 5 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.75% to 1.25% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Burlington?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Burlington has 5 financial advisor firms; see every adviser in the city →

Top financial advisor firms in other Vermont cities

South Burlington6