Top 6 financial advisor firms in South Burlington

6 SEC-registered financial advisor firms are headquartered in South Burlington, VT, with $2.89B in combined regulatory assets under management. The largest by assets are Pathway Financial Advisors ($1.65B), Eley Financial Management ($410M) and Farrow Financial ($280M).

6
Financial advisor firms: $2.89B
Their combined AUM: $278M
Median firm AUM: 1,554
Clients of the top 6

The 6 largest by assets

1
Pathway Financial Advisors
RIA
$1.65B
Regulatory AUM
2
Eley Financial Management
RIA
$410M
0.70% to 1.00%
3
Farrow Financial
RIA
$280M
0.50% to 1.00% a year
4
Intrack Investment Management
RIA
$276M
Regulatory AUM
5
Poulos Advisors
RIA
$150M
0.85% to 1.50%
6
Quantum Leap Capital
RIA
$121M
0.13% to 0.75% a year

Profiles of the top 6

No. 1 · RIA

Pathway Financial Advisors

Pathway Financial Advisors is an investment adviser based in South Burlington, VT, registered with the SEC since 2005. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $1.65 billion, as filed on 31 July 2026.

Regulatory AUM: $1.65B
Clients: 253
Advisory staff: 7
Custodians: Charles Schwab, Fidelity, John Hancock Trust
Headquarters: 725 Community Drive, Suite 402, South Burlington, VT 05403
Phone: 802-660-7086
Website: pathwayadvisors.com

No. 2 · RIA

Eley Financial Management

Eley Financial Management is an investment adviser based in South Burlington, VT, registered with the SEC since 1989. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $410 million, as filed on 31 March 2026.

Eley Financial Management charges 0.70%–1.00% for its Adviser Compensation. The brochure does not state whether the rate is annual.

Regulatory AUM: $410M
Clients: 463
Advisory staff: 4
Founded: 1989
Fee schedule: 0.70% to 1.00%
Minimum account: $50,000
Custodians: Fidelity, Charles Schwab
Headquarters: 99 Swift Street, Suite 305, South Burlington, VT 05403-7360
Phone: 802-863-4463
Website: broadlakefinancial.com

No. 3 · RIA

Farrow Financial

Farrow Financial is an investment adviser based in South Burlington, VT, registered with the SEC since 1981. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $280 million, as filed on 28 May 2026.

Farrow Financial charges 0.50%–1.00% a year for its Investment Management Services.

Regulatory AUM: $280M
Clients: 195
Advisory staff: 1
Founded: 1981
Fee schedule: 0.50% to 1.00% a year
Minimum account: $1,000,000
Custodians: Charles Schwab, Pershing
Headquarters: 1 Kennedy Drive Suite U8, South Burlington, VT 05403
Phone: 802-728-4287
Website: farrowfinancial.com

No. 4 · RIA

Intrack Investment Management

Intrack Investment Management is an investment adviser based in South Burlington, VT, registered with the SEC since 2014. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $276 million, as filed on 24 March 2026.

Regulatory AUM: $276M
Clients: 189
Advisory staff: 4
Founded: 1992
Custodians: Fidelity
Headquarters: 1233 Shelburne Road, Suite D-6b, South Burlington, VT 05403
Phone: 802-658-0625
Website: intrackinvest.com

No. 5 · RIA

Poulos Advisors

Poulos Advisors is an investment adviser based in South Burlington, VT, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $150 million, as filed on 5 February 2026.

Poulos Advisors charges 0.85%–1.50% for its Investment management services. The brochure does not state whether the rate is annual.

Regulatory AUM: $150M
Clients: 121
Advisory staff: 2
Fee schedule: 0.85% to 1.50%
Custodians: Fidelity, Charles Schwab
Headquarters: 1233 Shelburne Road, C-4, South Burlington, VT 05403
Phone: 802-862-7361
Website: poulosadvisors.com

No. 6 · RIA

Quantum Leap Capital

Quantum Leap Capital is an investment adviser based in South Burlington, VT, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $121 million, as filed on 29 April 2026.

Quantum Leap Capital charges 0.125%–0.75% a year for its Wealth Management and Investment Management Services.

Regulatory AUM: $121M
Clients: 333
Advisory staff: 4
Fee schedule: 0.13% to 0.75% a year
Custodians: Charles Schwab
Headquarters: 3 Baldwin Ave, South Burlington, VT 05403
Phone: 802-448-2882
Website: quantumleapcapital.com

Questions about financial advisors in South Burlington

How many financial advisor firms are headquartered in South Burlington?

6 SEC-registered financial advisor firms report their principal office in South Burlington, VT, managing $2.89B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in South Burlington?

Pathway Financial Advisors, with $1.65B in regulatory assets under management on its latest Form ADV. The next largest are Eley Financial Management ($410M) and Farrow Financial ($280M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in South Burlington?

The median firm manages $278M in regulatory assets. That is the midpoint of the 6 firms headquartered in South Burlington.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in South Burlington charge?

Of the 6 largest firms, 4 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.75% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in South Burlington?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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