Top 10 financial advisor firms in Plymouth

13 SEC-registered financial advisor firms are headquartered in Plymouth, MN, with $128B in combined regulatory assets under management. The largest by assets are Wealth Enhancement Advisory Services ($122B), Berger Financial Group ($2.95B) and Advisory Solutions Group ($408M).

13
Financial advisor firms: $128B
Their combined AUM: $259M
Median firm AUM: 92,146
Clients of the top 10

The 10 largest by assets

1
Wealth Enhancement Advisory Services
RIA
$122B
Up to 2.00% a year
2
Berger Financial Group
RIA
$2.95B
0.25% to 2.25% a year
3
Advisory Solutions Group
RIA
$408M
Up to 2.50% a year
4
GEN Financial Management
RIA
$332M
0.30% to 1.30% a year
5
VPWM Advisors
RIA
$327M
1.25% to 2.50% a year
6
Echo Wealth Management
RIA
$288M
0.25% to 1.00% a year
7
Kure Advisory
RIA
$259M
0.50% to 1.50% a year
8
Phillip James Consulting
RIA
$222M
0.50% to 1.50% a year
9
Rossjohnson & Associates
RIA
$212M
0.50% to 1.00% a year
10
Great River Financial
RIA
$202M
0.10% to 1.00% a year

Profiles of the top 10

No. 1 · RIA

Wealth Enhancement Advisory Services

Wealth Enhancement Advisory Services is an investment adviser based in Plymouth, MN, registered with the SEC since 2001. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and pension and profit-sharing plans. Its regulatory assets under management total $122 billion, as filed on 20 August 2026.

Wealth Enhancement Advisory Services charges up to 2.00% a year for its Investment Management Services.

Regulatory AUM: $122B
Clients: 85,001
Advisory staff: 850
Founded: 2001
Fee schedule: Up to 2.00% a year
Custodians: Charles Schwab, Fidelity
Headquarters: 505 N Highway 169, Suite 900, Plymouth, MN 55441
Phone: 763-417-1700
Website: wealthenhancement.com

No. 2 · RIA

Berger Financial Group

Berger Financial Group is an investment adviser based in Plymouth, MN, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and corporations and other businesses. Its regulatory assets under management total $2.95 billion, as filed on 3 September 2026.

Berger Financial Group charges 0.25%–2.25% a year for its Assets Under Management (AUM) Fees.

Regulatory AUM: $2.95B
Clients: 3,800
Advisory staff: 57
Founded: 1996
Fee schedule: 0.25% to 2.25% a year
Custodians: Charles Schwab
Headquarters: 1695 State Hwy 169 N, Plymouth, MN 55441
Phone: 763-746-2666

No. 3 · RIA

Advisory Solutions Group

Advisory Solutions Group is an investment adviser based in Plymouth, MN, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $408 million, as filed on 22 September 2026.

Advisory Solutions Group charges up to 2.50% a year for its Client Fees for portfolio management.

Regulatory AUM: $408M
Clients: 807
Advisory staff: 33
Fee schedule: Up to 2.50% a year
Headquarters: 505 N Highway 169, Suite 900, Plymouth, MN 55441
Phone: 763-417-1700
Website: advisorysolutions.com

No. 4 · RIA

GEN Financial Management

GEN Financial Management is an investment adviser based in Plymouth, MN, registered with the SEC since 2000. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $332 million, as filed on 20 February 2026.

GEN Financial Management charges 0.30%–1.30% a year for its Graduated billing schedule.

Regulatory AUM: $332M
Clients: 246
Advisory staff: 3
Founded: 1998
Fee schedule: 0.30% to 1.30% a year
Custodians: Charles Schwab, Fidelity
Headquarters: 10810 Old County Road 15, Suite 200, Plymouth, MN 55441
Phone: 952-513-1466
Website: genfinancial.com

No. 5 · RIA

VPWM Advisors

VPWM Advisors is an investment adviser based in Plymouth, MN, registered with the SEC since 2015. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $327 million, as filed on 25 June 2026.

VPWM Advisors charges 1.25%–2.50% a year for its Asset Management.

Regulatory AUM: $327M
Clients: 1,223
Advisory staff: 14
Fee schedule: 1.25% to 2.50% a year
Custodians: LPL Financial
Headquarters: 505 North Highway 169, Suite 260, Plymouth, MN 55441
Phone: 763-587-7120
Website: vpwealthmgmt.com

No. 6 · RIA

Echo Wealth Management

Echo Wealth Management is an investment adviser based in Plymouth, MN, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $288 million, as filed on 7 April 2026.

Echo Wealth Management charges 0.25%–1.00% a year for its Investment Management Services.

Regulatory AUM: $288M
Clients: 144
Advisory staff: 3
Founded: 2015
Fee schedule: 0.25% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 3033 Campus Drive, Suite N145, Plymouth, MN 55441-2651
Phone: 763-432-7875
Website: echowm.com

No. 7 · RIA

Kure Advisory

Kure Advisory is an investment adviser based in Plymouth, MN, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $259 million, as filed on 11 March 2026.

Kure Advisory charges 0.50%–1.50% a year for its Investment Management Fees.

Regulatory AUM: $259M
Clients: 401
Advisory staff: 6
Fee schedule: 0.50% to 1.50% a year
Custodians: Charles Schwab
Headquarters: 15600 36th Avenue North, Suite 200, Plymouth, MN 55446
Phone: 763-559-9213
Website: incomeplanninggroup.com

No. 8 · RIA

Phillip James Consulting

Phillip James Consulting is an investment adviser based in Plymouth, MN, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $222 million, as filed on 27 March 2026.

Phillip James Consulting charges 0.50%–1.50% a year for its Investment Management.

Regulatory AUM: $222M
Clients: 114
Advisory staff: 2
Founded: 2010
Fee schedule: 0.50% to 1.50% a year
Custodians: Charles Schwab
Headquarters: 3675 Plymouth Boulevard, Suite 110, Plymouth, MN 55446
Phone: 763-432-0852
Website: phillipjamesfinancial.com

No. 9 · RIA

Rossjohnson & Associates

Rossjohnson & Associates is an investment adviser based in Plymouth, MN, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $212 million, as filed on 31 March 2026.

Rossjohnson & Associates charges 0.50%–1.00% a year for its Portfolio Management Fees.

Regulatory AUM: $212M
Clients: 274
Advisory staff: 3
Founded: 1998
Fee schedule: 0.50% to 1.00% a year
Custodians: SEI Investments Distribution
Headquarters: 3380 Annapolis Lane, N B-100, Plymouth, MN 55447
Phone: 763-560-2127
Website: rossjohnsonweb.com

No. 10 · RIA

Great River Financial

Great River Financial is an investment adviser based in Plymouth, MN, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $202 million, as filed on 8 September 2026.

Great River Financial charges 0.10%–1.00% a year for its Investment Management & Financial Planning.

Regulatory AUM: $202M
Clients: 136
Advisory staff: 3
Founded: 2021
Fee schedule: 0.10% to 1.00% a year
Minimum account: $250,000
Custodians: Charles Schwab
Headquarters: 9800 Shelard Pkwy, Suite 113, Plymouth, MN 55441
Phone: 763-231-7581
Website: greatriverfinancial.com

Questions about financial advisors in Plymouth

How many financial advisor firms are headquartered in Plymouth?

13 SEC-registered financial advisor firms report their principal office in Plymouth, MN, managing $128B in regulatory assets between them. The other 3 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Plymouth?

Wealth Enhancement Advisory Services, with $122B in regulatory assets under management on its latest Form ADV. The next largest are Berger Financial Group ($2.95B) and Advisory Solutions Group ($408M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Plymouth?

The median firm manages $259M in regulatory assets. That is the midpoint of the 13 firms headquartered in Plymouth.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Plymouth charge?

Of the 10 largest firms, 10 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 2.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Plymouth?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Plymouth has 13 financial advisor firms; see every adviser in the city →

The 10 largest by assets

Profiles of the top 10

Questions about financial advisors in Plymouth

Top financial advisor firms in other Minnesota cities